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21 Apr 2023, 6:30 am
Guidance on Effective Board Oversight Posted by Holly Fetter and Benjamin Colton, State Street Global Advisors, on Friday, April 14, 2023 Tags: Board of Directors, Board oversight, disclosures, effective leadership, oversight process, Proxy voting, strategy Anticipated Impacts of Selected EU Legislative Initiatives on General Meeting Agendas Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Saturday, April 15, 2023 Tags: Board of Directors, ESG, EU, Executive… [read post]
10 Apr 2023, 11:49 am
The claim further alleges investment losses in Healthcare Trust Inc and Franklin BSP Lending Corp. [read post]
4 Apr 2023, 10:30 am
Facts Jazz Resources Inc. is a publicly-traded junior mining company that owned a mineral tenure in B.C. [read post]
2 Apr 2023, 5:49 am
A few of the 2022 crypto securities class action cases involved NFT companies or allegations related to NFTs, including, for example the complaint brought against Yuga Labs, Inc. a company that sells digital assets including its NFT collection known as Bored Ape Yacht Club. [read post]
29 Mar 2023, 1:51 pm
In retail terms, companies often employ “secret shoppers” to pose as a customer in order to evaluate the quality of service. [read post]
29 Mar 2023, 6:41 am
Their involvement in the ongoing proceedings suggests that an eventual Trump indictment may track the events described herein, lending this work further significance. [read post]
27 Mar 2023, 9:01 pm
This figure is significantly lower than in 2016, when the Delaware Court of Chancery effectively put an end to the practice of disclosure-only settlements in In re Trulia Inc. [read post]
20 Mar 2023, 5:00 pm
(Five Star) against Silverite Construction Company Inc. [read post]
14 Mar 2023, 11:54 am
Route Consultant, Inc., 2023 WL 2466624, No. 3:22-cv-00656 (M.D. [read post]
1 Mar 2023, 8:02 am
Envision Management Holding, Inc. [read post]
28 Feb 2023, 6:46 am
J.P Turner & Company, LLC Mark Miranda Spartan Capital Securities, LLVC Network 1 Financial Securities Inc Patrick Thayer LPL Financial LLC Parkland Securities, LLC Brian Wurdemann RBC Capital Markets, LLC UBS Financial Services Inc. [read post]
22 Feb 2023, 1:07 pm
(In one recurrent example, one major funder has a habit of acquiring patents from companies in bankruptcy and then naming the wholly controlled LLC subsidiaries after the original company, at least suggesting to any jury a connection that no longer exists.) [read post]
21 Feb 2023, 6:11 am
” “Early last year, Europe’s largest-ever direct lending deal came to market when two private equity firms wanted to refinance The Access Group, a software company, represented by Kirkland. [read post]
20 Feb 2023, 10:12 am
Take, for instance, the case last year of Gene Poole Technologies, Inc. v. [read post]
15 Feb 2023, 5:04 pm
Last year however, in Facebook, Inc. v. [read post]
12 Feb 2023, 2:52 pm
Of course the misappropriation of a completely anonymous face could not form the basis for a false endorsement claim, because consumers would not infer that an unknown model was ‘endorsing’ a product as opposed to lending her image to a company for a fee. [read post]
6 Feb 2023, 9:01 pm
If the format of the board agenda and number and complexity of the risk and compliance issues do not lend themselves to a discussion of the full board, then directors should consider the establishment of a dedicated risk and compliance committee to dive deeper on material issues and provide more frequent monitoring, especially when facing specific issues.[17] Assess and prioritize risks. [read post]
6 Feb 2023, 4:31 am
Dueling Dissolution Petitions for Whitestone Vision Center Whitestone Vision Center, Inc. [read post]
1 Feb 2023, 2:39 pm
Charles Schwab – The SEC hit Charles Schwab & Co., Inc., Charles Schwab Investment Advisory, Inc., and Schwab Wealth Investment Advisory, Inc. with $187 million in penalties and disgorgement for alleged misstatements and omissions about their conflict of interest in handling customer funds and the resulting drag on customer returns. [read post]
23 Jan 2023, 11:23 am
“The days of crypto companies acting like the rules do not apply to them are ending. [read post]
