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21 Aug 2019, 9:46 am
Pivotal’s securities are quoted on the New York Stock Exchange under the ticker symbols PVT, PVT WS and PVT.U. [read post]
2 Aug 2019, 7:00 am
Uber will be listed on the New York Stock Exchange (“NYSE”), while Lyft will trade on the Nasdaq (Newcomer, Fortune). [read post]
31 Jul 2019, 12:30 pm
Enlarge / A monitor displays Equifax Inc. signage on the floor of the New York Stock Exchange (NYSE) in New York on Friday, September 15, 2017. [read post]
29 Jul 2019, 8:29 am
Pivotal’s securities are quoted on the New York Stock Exchange under the ticker symbols PVT, PVT WS and PVT.U. [read post]
21 May 2019, 7:28 pm
Copies of the documents filed with the SEC by Pivotal when and if available, can be obtained free of charge on Pivotal’s website at www.pivotalac.com or by directing a written request to Pivotal Acquisition Corp., c/o Graubard Miller, The Chrysler Building, 405 Lexington Avenue, 11th Floor, New York, New York 10174. [read post]
13 May 2019, 6:51 pm
Dara Khosrowshahi, chief executive officer of Uber Technologies Inc., speaks during the company’s initial public offering (IPO) on the floor of the New York Stock Exchange (NYSE) on Friday, May 10, 2019. [read post]
22 Mar 2019, 6:27 am
Cabral (New York University), and José Corrêa Guedes (Catholic University of Portugal), on Thursday, March 21, 2019 Tags: Agency costs, Agency model, Banker bonuses, Banks, Behavioral finance, Financial crisis, Financial regulation, Incentives, Management, Moral hazard, Pay for performance, Systemic risk ESG Rating and Momentum Posted by Nimit Agarwal and Yannick Ouaknine, Société… [read post]
11 Jan 2019, 2:30 pm
Both MLPs will no longer be traded on the New York Stock Exchange (NYSE). [read post]
19 Nov 2018, 6:06 am
(Dell) has been planning to eliminate its tracking stock (Class V common; NYSE: DVMT) through a merger with a wholly-owned subsidiary that effectively converts the outstanding DVMT shares into a new class of publicly traded Dell common stock. [read post]
6 Sep 2018, 7:53 am
We have represented clients in Federal and state courts and in arbitration through the Financial Industry Regulatory Authority (FINRA), the New York Stock Exchange Inc. [read post]
29 Aug 2018, 9:18 am
We have represented clients in Federal and state courts and in arbitration through the Financial Industry Regulatory Authority (FINRA), the New York Stock Exchange Inc. [read post]
21 Aug 2018, 9:17 am
We have represented clients in Federal and state courts and in arbitration through the Financial Industry Regulatory Authority (FINRA), the New York Stock Exchange Inc. [read post]
16 Jul 2018, 7:37 am
In addition, Lundell has been subject to two customer disputes, a regulatory action sanctioned by the New York Stock Exchange (NYSE), and two discharges from member firms. [read post]
20 Jun 2018, 5:51 am
Maughan has also been subject to two regulatory actions in which New York Stock Exchange (NYSE) sanctioned Maughan for various violations of the securities laws, including unauthorized trading and unsuitable investments. [read post]
8 Jun 2018, 12:01 pm
The New York Stock Exchange also has a pending action against Wedbush initiated in 2017. [read post]
7 Jun 2018, 6:30 am
With the listing on May 24th of Canopy Growth Corporation (Canopy) on the New York Stock Exchange (NYSE), both NASDAQ and the NYSE have permitted Canadian cannabis companies to trade on their respective exchanges. [read post]
11 May 2018, 7:22 am
The company’s stock reached $18 a share and ZZZZ Best was valued at more than $280 million. [read post]
27 Apr 2018, 6:01 am
Shareholder Activists and Tardy Director Nominations Posted by Steve Wolosky, Andrew Freedman, and Ron Berenblat, Olshan Frome Wolosky LLP, on Wednesday, April 25, 2018 Tags: Boards of Directors, Delaware law, Director nominations, Disclosure, Materiality, New York, Proxy season, Securities litigation, Shareholder activism, Shareholder nominations, Shareholder voting, State law A Look Under the Hood of… [read post]
23 Mar 2018, 6:06 am
FINRA came about on July 30th, 2007 from the consolidation of the NASD (National Association of Regulatory Authority) and the member regulation, enforcement and arbitration operations of the New York Stock Exchange (NYSE). [read post]
2 Mar 2018, 6:09 am
Securities and Exchange Commission, on Friday, February 23, 2018 Tags: Cybersecurity, Disclosure, Public firms, Public interest, Risk disclosure, Risk management, Securities regulation Key Trends in Corporate Incidents Posted by Doug Morrow and Martin Vezér, Sustainalytics, on Saturday, February 24, 2018 Tags: Accountability, Anti-corruption, Corporate Social Responsibility, Environmental… [read post]
