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23 Mar 2021, 9:02 pm by News Desk
Tyger Sales and Marketing, LLC Wish Farms National Watermelon Association Blue Book Services, Inc. [read post]
24 Nov 2020, 8:17 am
So things have changed a lot in 5 years. [read post]
29 Mar 2016, 11:40 am by Mark Astarita
The Securities and Exchange Commission today announced that a former market analyst and TV news commentator has agreed to settle charges that he and his company fraudulently promoted a penny stock to investors.The SEC alleges that Tobin Smith and NBT Group Inc. were paid to prepare and disseminate e-mails, online blogs, articles, and other communications touting the stock of IceWEB Inc., a data storage company. [read post]
11 Nov 2011, 10:03 am
Morgan Stanley signed the AWC on Oct. 5, and it was accepted by FINRA on Oct. 28 Morgan Stanley charged markups and markdowns ranging from below 5 percent to 13.8 percent on corporate and municipal bond transactions during a review conducted from 2003 to this year by the Fixed Income staff of FINRAandrsquo;s Department of Market Regulation, according to the AWC. [read post]
20 May 2019, 9:02 am by Silver Law Group
A previous customer dispute filed on 5/22/2006 alleged that Brown conducted unauthorized trades. [read post]
The post 5 Reasons HR Teams Should Adopt an Agile Mindset appeared first on HR Daily Advisor. [read post]
The post 5 Reasons HR Teams Should Adopt an Agile Mindset appeared first on HR Daily Advisor. [read post]
25 Sep 2019, 6:02 am
Posted by Subodh Mishra, Institutional Investor Services, Inc., on Wednesday, September 25, 2019 Editor's Note: Subodh Mishra is Executive Director at Institutional Shareholder Services, Inc. [read post]
14 Mar 2016, 12:38 pm by Phyllis H. Marcus and Emma Lewis
This “cash-plus” structure sets up a settlement fund and requires the retailer to devote more resources to safeguarding customer data going forward. [read post]
12 Jan 2009, 3:26 am
Funding, Inc. v Valentin ; 2009 NY Slip Op 50002(U) ; Decided on January 5, 2009 ; Supreme Court, Kings County ; Lewis, J. [read post]
11 Apr 2014, 11:29 am
” Even though the 5 mg dose did not demonstrate greater efficacy than the 2.5 mg dose, it was still deemed an equivalently effective dose so that someone scaling it to a single monthly dose of 150 mg (5 mg/day x 30 days/month) would have anticipated equivalent success in raising BMD and limiting bone turnover, based on Riis.Hoffmann-La Roche, Inc. at *12-13.FDA Findings Must concern Value at IssueRoche contends that findings by the FDA taught away from further… [read post]
15 Nov 2023, 6:26 am by jeffreynewmanadmin
I am extremely proud of the Division’s efforts, including those that are not directly reflected in today’s results like the many important investigations that may not result in enforcement actions or the thousand-plus ongoing investigations teams conduct each fiscal year – all of which help protect investors, hold bad actors accountable, and promote public trust. [read post]