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4 Jan 2024, 7:40 am
The changes involved “wrapped binaries” in the software, which tricked the system into using licenses meant for other cPanel systems. [read post]
27 Dec 2023, 6:09 pm
They must ensure the necessary procedures and systems to detect misconduct. [read post]
17 Dec 2023, 9:03 pm
The current registration and disclosure regime accommodates a variety of issuers and securities. [read post]
15 Dec 2023, 6:55 am
It accuses the defendants of breaching federal securities laws related to fraud and registration. [read post]
6 Dec 2023, 6:41 am
If your firm will play a role in corporate formations and filings, you will want to consider who will be responsible for such filings and how to track and update FinCEN registration for those individuals. [read post]
5 Dec 2023, 9:05 pm
., LLC v. [read post]
5 Dec 2023, 8:37 am
Trendily Furniture, LLC case. [read post]
20 Nov 2023, 11:31 am
Trademark Office issued the following 177 trademark registrations to persons and businesses in Indiana in October 2023 based on applications filed by Indiana trademark attorneys: Reg. [read post]
17 Nov 2023, 9:05 pm
Stricter identification requirements for phone number user registration and bans on the sale of personal data could provide better protection, suggests Egan. [read post]
15 Nov 2023, 6:26 am
LLC for failing to provide complete and accurate securities trading information, known as blue sheet data, to the SEC. [read post]
14 Nov 2023, 9:01 pm
LLC for failing to provide complete and accurate securities trading information, known as blue sheet data, to the SEC. [read post]
13 Nov 2023, 1:01 pm
Here are some important things to note about the responsibilities of FINRA: Licensing and Registration: FINRA oversees the registration and licensing of brokerage firms and their registered representatives. [read post]
10 Nov 2023, 9:44 pm
Other than paying taxes, there are typically no required filings or registrations. [read post]
9 Nov 2023, 9:01 pm
The legal system of the United States has its roots in the laws of England. [read post]
8 Nov 2023, 7:27 am
FinCEN is currently designing and building a new IT system called the Beneficial Ownership Secure System to collect and store CTA reports, but this system will not be available for filing purposes until January 1st, 2024. [read post]
6 Nov 2023, 1:00 pm
“Compliance with the law is one of the best acts of prevention our registrants can do to ensure that these drugs are distributed for legitimate medical use. [read post]
1 Nov 2023, 11:38 am
Trademark Office issued the following 177 trademark registrations to persons and businesses in Indiana in September 2023 based on applications filed by Indiana trademark attorneys: Reg. [read post]
27 Oct 2023, 10:41 am
Suspensions: Violations may lead to temporary suspensions of a broker’s license or a firm’s registration. [read post]
20 Oct 2023, 2:40 pm
October 20, 2023 Clients, Friends, and Associates: As we end the third quarter and enter the fall season, we would like to highlight some of the recent industry updates and occurrences we found to be both interesting and impactful. [read post]
19 Oct 2023, 11:12 am
(Jobiak LLC v. [read post]
