Search for: "SEC v. Levin"
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5 Jun 2020, 6:05 am
ESG in the Mainstream: Sell-Side Analysts Addressing ESG Concerns Posted by David Katz, Sabastian V. [read post]
8 May 2020, 5:58 am
Brownstein, Sabastian V. [read post]
5 Jan 2020, 2:52 pm
Supreme Court’s March 2018 entry of its opinion in Cyan, Inc. v. [read post]
5 Jan 2020, 2:52 pm
Supreme Court’s March 2018 entry of its opinion in Cyan, Inc. v. [read post]
27 Oct 2019, 9:02 pm
Beermann, Boston University School of Law In the wake of Lucia v. [read post]
9 Aug 2019, 7:33 am
Blockchain Luxembourg S.A. v. [read post]
25 Jul 2019, 3:00 am
There’s a great quote from the 5th Circuit’s 1981 decision in Huddleston v. [read post]
21 Jul 2019, 8:16 am
Here is the SEC’s press release; Matt Levine at Bloomberg talked about the case here. [read post]
8 May 2019, 7:14 am
Genus Lifesciences Inc. v. [read post]
25 Apr 2019, 8:07 am
Levin, Director of the SEC’s Chicago Regional Office. [read post]
5 Apr 2019, 5:58 am
Levine, and Laura S. [read post]
11 Mar 2019, 5:00 am
Lifting the ban on SEC rules. [read post]
18 Dec 2018, 10:24 am
In a recent Client Alert, Hunton insurance lawyers Mike Levine, Sergio Oehninger and Josh Paster discuss the impact of the Second Circuit’s recent opinion in Patriarch Partners, LLC v. [read post]
16 Nov 2018, 7:00 am
SEC that disgorgement, “as it applied in SEC enforcement proceedings, operates as a penalty,” the Sixth Circuit, in a criminal sentencing appeal, held that SEC civil disgorgement is not a criminal punishment (U.S. v. [read post]
13 Sep 2018, 6:00 am
Sources: Memorandum and Order in USA v. [read post]
4 Sep 2018, 3:35 pm
Supreme Court issued its unanimous decision in Cyan, Inc. v. [read post]
7 May 2018, 3:52 am
The SEC has published a statement on the exposure of public sector companies to cyber security risks and imposed a $35m penalty to investment company Altaba Inc. [read post]
4 May 2018, 3:33 am
This is something I tweeted when the SEC proposed its new broker regulation about providing investment advice – and nice to see Matt Levine link to my tweet in his Bloomberg article… – Broc Romanek [read post]
25 Dec 2017, 9:40 pm
Supreme Court’s recent decision in Endrew F. v. [read post]
