Search for: "Security Credit Services, LLC"
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15 Dec 2023, 9:04 am
It is best to save this information to a central location such as a secure cloud service, a digital “keychain,” or some other password application. [read post]
13 Dec 2023, 1:05 pm
The Securities and Exchange Commission today announced that Credit Suisse Securities (USA) LLC and two affiliated Credit Suisse entities (collectively, the Credit Suisse Entities) agreed to pay more than $10 million to settle the SEC’s charges that they…Read the Full Press Release Have a securities law question? [read post]
13 Dec 2023, 6:12 am
Concepts, LLC, a security company] properly supervised their employees—and had Wenig and Jones properly supervised Baugh—then they would have known (or should have known) that their employees were engaging in criminal activity. [read post]
11 Dec 2023, 1:18 pm
Entities subject to significant U.S. government regulation, specifically securities reporting issuers; governmental authorities; banks, credit unions, bank holding companies, and money service businesses; securities brokers/dealers, securities exchanges/clearing agencies, other entities registered under the Securities Exchange Act of 1934, investment companies and investment advisors, venture capital fund advisers, and insurance companies… [read post]
7 Dec 2023, 8:54 pm
Stamer’s work throughout her career has focused heavily on working with health care and managed care, life sciences, health and other employee benefit plan, insurance and financial services and other public and private organizations and their technology, data, and other service providers and advisors domestically and internationally with legal and operational compliance and risk management, performance and workforce management, regulatory and public policy and other legal and… [read post]
7 Dec 2023, 8:13 am
The Social Security Tax, imposed under Section 1401(a), is 12.4%; however, a taxpayer can take a tax credit equal to 6.2% of the tax. [read post]
4 Dec 2023, 4:58 am
” GF’s business support services to the new LLC was expanded to provide “all related business administration matters that GF otherwise provides for its other employees. [read post]
28 Nov 2023, 1:52 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
15 Nov 2023, 6:26 am
LLC for failing to provide complete and accurate securities trading information, known as blue sheet data, to the SEC. [read post]
15 Nov 2023, 12:30 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
14 Nov 2023, 9:01 pm
LLC for failing to provide complete and accurate securities trading information, known as blue sheet data, to the SEC. [read post]
9 Nov 2023, 9:01 pm
Congress did not take in enacting the federal securities laws. [read post]
6 Nov 2023, 9:46 am
The coal involved had already been processed, and the equipment involved was put into service in 2005, so the IRS denied the tax credits. [read post]
2 Nov 2023, 9:04 am
Access to Reported Information FinCEN will store the BOI reported under the CTA in a secure, nonpublic database referred to as the Beneficial Ownership Secure System (“BOSS”). [read post]
27 Oct 2023, 6:00 am
The merchants alleged they were overcharged for credit and debit card transactions when consumers swiped their cards to pay for goods and services. [read post]
25 Oct 2023, 12:49 pm
PRIMEX Adam Ezrilov LPL Financial LLC RBC Capital Markets, LLC Samuel Girgiss Spartan Capital Securities, LLC Worden Capital Management LLC Dennis Hanrahan Spartan Capital Securities, LLC John Thomas Financial Timothy Henry Wells Fargo Clearing Services, LLC Credit Suisse Securities (USA) LLC … [read post]
23 Oct 2023, 6:15 am
In another win for the Department of Justice’s (DOJ) Civil Cyber-Fraud Initiative, Verizon Business Network Services LLC (Verizon) has agreed to settle a False Claims Act case alleging cybersecurity failures. [read post]
20 Oct 2023, 2:40 pm
In a September 11, 2023 press release, the Securities and Exchange Commission (“SEC”) announced that it charged nine registered investment advisers for showing hypothetical performance results on their websites without adopting the necessary policies and procedures required under the SEC’s new marketing rules and regulations (the “New Marketing Rules”). [read post]
20 Oct 2023, 8:33 am
Securities and Exchange Commission to challenge a ruling from the D.C. [read post]
18 Oct 2023, 7:43 am
His scheme consisted of persuading victims to invest in Crew Capital Group, LLC, however Swensen did not invest in any securities, according to the agency. [read post]
