Search for: "Security Services v. Equity Management" Results 41 - 60 of 543
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30 Nov 2018, 6:06 am
., on Friday, November 23, 2018 Tags: Compensation ratios, Equity-based compensation, Executive Compensation, Firm performance, Management, Ownership, Shareholder value, TSR Retail, Remedies, Resources and Results: Observations From the SEC Enforcement Division 2018 Annual Report Posted by Robin Bergen, Matthew Solomon, and Alexis Collins, Cleary Gottlieb Steen & Hamilton LLP, on Saturday, November 24, 2018 … [read post]
30 Nov 2011, 8:19 am
” “The case is a setback in Pandit’s vision of delivering financial services with a higher sense of responsibility to customers,” said David Knutson, a credit analyst with Legal & General Investment Management in Chicago. [read post]
1 Apr 2013, 12:51 am by Kevin LaCroix
 In an October 2012 speech, Managing Director of the Conduct Business Unit of the FSA (soon to be FCA) Martin Wheatley noted, “Good wholesale conduct relies on effective policing of market abuse. [read post]
27 Mar 2023, 9:01 pm by renholding
For the second year in a row, the “Electronic Technology and Technology Services” and “Health Technology and Services” sectors represented over half of all filings (54%). [read post]
8 Sep 2021, 6:11 am by Second Circuit Civil Rights Blog
 When a private equity group purchased ADT in September 2016, it imposed a mandatory six-day workweek for service and installation technicians to meet customer demand. [read post]
3 Oct 2019, 8:17 am by Dan Bressler
” “New Insights On Privilege, Ethics Duties For In-House Attys” — “In Fischman v. [read post]
19 Dec 2017, 2:53 pm by Thompson & Knight LLP
  The Debtors provide specialized well flow management products and services in the oil and gas industry, specifically focusing on offshore, deepwater and other environments. [read post]
19 Dec 2017, 2:53 pm by Thompson & Knight LLP
  The Debtors provide specialized well flow management products and services in the oil and gas industry, specifically focusing on offshore, deepwater and other environments. [read post]
8 Sep 2019, 8:58 am by Walter Olson
Elizabeth Warren has a plan to regulate private equity. [read post]
8 Feb 2019, 6:04 am
McIntosh, Wachtell, Lipton, Rosen & Katz, on Thursday, February 7, 2019 Tags: Accounting, Accounting standards, Board oversight, Boards of Directors, Compliance and disclosure interpretation, Financial reporting, GAAP, SEC, SEC enforcement, Securities enforcement, Securities regulation Amicus Brief of Law and Finance Professors in Verition Partners v. [read post]