Search for: "Smith Management Services, LLC"
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1 Dec 2022, 7:23 am
Morgan Securities LLC Morgan Stanley Bruce Smith The Sports Advisory Group, LLC UBS Financial Services Inc. [read post]
28 Nov 2022, 9:02 am
LLC Morgan Stanley Smith Barney LLC Nomura Securities International, Inc. [read post]
21 Nov 2022, 9:02 am
LLC Morgan Stanley Smith Barney LLC Nomura Securities International, Inc. [read post]
11 Nov 2022, 3:00 am
In recent cases, the misconduct charged under the law more closely resembles lobbying, business dealings, or management consulting. [read post]
7 Nov 2022, 3:34 am
” The plaintiff limited partner brought a derivative action against the general partner and the asset manager asserting claims arising from defendants’ alleged failure to dissolve the Partnership by the deadline set forth in the Partnership Agreement. [read post]
21 Oct 2022, 6:30 am
Chia, Soundboard Governance LLC, on Friday, October 14, 2022 Tags: Corporate governance, Cybersecurity, Databases, ESG, Risk, Taxation Remarks by Commissioner Peirce before the University of California Irvine Audit Committee Summit Posted by Hester M. [read post]
11 Oct 2022, 7:16 am
In 1985, in Smith v. [read post]
28 Sep 2022, 12:37 pm
LLC and Morgan Stanley Smith Barney LLC; UBS Securities LLC and UBS Financial Services Inc. [read post]
28 Sep 2022, 8:06 am
LLC together with Morgan Stanley Smith Barney LLC; andUBS Securities LLC together with UBS Financial Services Inc.The following two firms have agreed to pay penalties of $50 million each:Jefferies LLC; andNomura Securities International, Inc.Cantor Fitzgerald & Co. has agreed to pay a $10 million penalty. [read post]
23 Sep 2022, 10:17 am
Smith and Grant R. [read post]
20 Sep 2022, 6:27 am
Smith v. [read post]
14 Sep 2022, 2:22 pm
Smith, et al. [read post]
24 Aug 2022, 8:57 am
Over the past year, the Special Masters and Discovery Mediation Project team, led by Project Trustee Jay Yelton III, Of Counsel at Warner, Norcross & Judd LLC, iterated on guidelines for choosing and managing Special Masters and Discovery Mediators to keep cases focused on the merits. [read post]
12 Aug 2022, 6:34 am
Chris Smith, R-NJ, sent a letter to McKinsey Global Managing Partner Bob Sternfels highlighting McKinsey’s apparent role in supporting various Chinese state-owned enterprises and asking for any and all information on these relationships. [read post]
21 Jul 2022, 4:44 pm
The defendant’s database management software was infected by a bug, for which the software vendor made a fix available in 2012. [read post]
12 Jul 2022, 5:47 am
Hainsworth Law Library Colin Levy, Director of Legal and Evangelist, Malbek Sam McAllister, Director of Litigation Technology, Lightfoot, Franklin & White LLC Devshi Mehrota, CEO and Co-Founder, JusticeText Annie Mentkowski, Agency Librarian, United States Railroad Retirement Board Ivan Mokanov, President, Lexum Sam Moore, Director of Vendor Relations, Reynen Court Jason Morris, CEO, LEXpedite Neal Nagely, CEO and Founder, BookLawyer Igor Olenich, President, National Docketing… [read post]
12 Jul 2022, 5:45 am
Hainsworth Law Library Colin Levy, Director of Legal and Evangelist, Malbek Sam McAllister, Director of Litigation Technology, Lightfoot, Franklin & White LLC Devshi Mehrota, CEO and Co-Founder, JusticeText Annie Mentkowski, Agency Librarian, United States Railroad Retirement Board Ivan Mokanov, President, Lexum Sam Moore, Director of Vendor Relations, Reynen Court Jason Morris, CEO, LEXpedite Neal Nagely, CEO and Founder, BookLawyer Igor Olenich, President, National Docketing… [read post]
12 Jul 2022, 5:45 am
Warren Postman, Managing Partner, Keller Postman LLC. [read post]
5 Jul 2022, 9:04 am
James Shelburne Wells Fargo Clearing Services, LLC Merrill Lynch, Pierce, Fenner & Smith Incorporated Jamie Worden Worden Capital Management LLC Salomon Whitney LLC Brokers and brokerage firms are obligated to satisfy all FINRA arbitration judgements, without any unreasonable or unwarranted delay. [read post]
16 Jun 2022, 10:04 am
City of Philadelphia, Pennsylvania; a similar question was presented in 303 Creative LLC v. [read post]
