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16 Feb 2024, 7:15 am
The Securities and Exchange Commission’s Office of Credit Ratings published its annual Staff Report to Congress today on Nationally Recognized Statistical Rating Organizations (NRSROs), commonly known as credit rating agencies, to provide findings…Read the Full Press Release Have a securities law question? [read post]
14 Dec 2021, 12:06 pm
Just last month, AARP reported that 30% of nursing homes they surveyed were experiencing staff shortages. [read post]
10 Dec 2021, 8:40 pm
On 9 December 2021, the European Banking Authority (EBA) published a report on the application of its guidelines on the remuneration of sales staff in force since 2016. [read post]
19 Oct 2021, 6:27 am
Today [October 18, 2021], the staff issued a report on the so called “meme stock” episode that occurred this past January. [read post]
30 Mar 2014, 7:35 am
(Jay) Rockefeller IV released a staff report titled, “A ‘Kill Chain’ Analysis of the 2013 Target Data Breach. [read post]
16 Jul 2016, 4:24 pm
Between June 2011 and December 2015 there were at least 2,315 data breaches by police staff. [read post]
29 Oct 2010, 12:23 pm
The Commission directed agency staff earlier this year to execute the Work Plan... [read post]
28 Jan 2021, 8:40 am
From the RCFP: The Reporters Committee for Freedom of the Press is currently seeking a Senior Staff Attorney to lead the organization's nationwide amicus practice. [read post]
22 May 2024, 6:00 am
On May 21, 2024, staff of the U.S. [read post]
20 Jan 2011, 7:14 am
And, the report is that of the staff, with Commission authorization to submit, but the study's views have not been specifically adopted by the Commissioners. [read post]
7 Jan 2010, 10:47 am
On December 29, 2009, the Federal Trade Commission's Division of Marketing Practices released its “Staff Report on the [FTC]’s Fraud Forum. [read post]
17 Oct 2014, 4:54 pm
The NRC staff published Volume 1 (General Information) of the safety evaluation report in August 2010. [read post]
21 Apr 2015, 7:12 pm
“With the Social Security Administration estimating that each day for the next 15 years, an average of 10,000 Americans will turn 65, the staff of the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) today issued a report to help broker-dealers assess, craft, or refine their policies and procedures for investors as they prepare for and enter into retirement. [read post]
27 Oct 2021, 8:35 am
Some funds did not have appropriate policies and procedures for monitoring and reporting accurate information to their boards or have adequate annual review and reporting procedures. [read post]
1 Jul 2021, 7:41 pm
” 2021 Annual Report to Congress on White House Staff [read post]
1 Aug 2014, 2:34 pm
In this new report, FTC staff surveyed a total of 121 different shopping apps across the Google Play and Apple App Stores. [read post]
29 Jul 2011, 6:26 am
The SEC released a staff report identifying common weaknesses seen in sales of structured securities products and describing measures by broker-dealers to better protect retail investors from fraud and abusive sales practices. [read post]
23 Apr 2019, 9:36 am
Honing essential practice skills in reading, analyzing and summarizing new cases interpreting the uniform commercial code, the UCC Reporter Digest staff members develop impressive credentials to add to their resumes. [read post]
31 Aug 2021, 5:25 pm
Read More The post CFTC Staff Provides Temporary No Action Relief from Certain Financial Reporting Requirements to Bank Swap Dealers appeared first on CFTC Law. [read post]
22 Jul 2014, 3:40 pm
Follow up to Report: Dodd-Frank Act Does Not End Too Big to Fail But Perpetuates It as Official Policy - today, the Democrat’s interpretation of the same subject - The Fourth Anniversary of the Dodd-Frank Wall Street Reform and Protection Act of 2010, Democratic Staff Report Prepared for Democratic Members of the House Committee on Financial Services - The Honorable Maxine Waters, Ranking Member, U.S. [read post]
