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28 Oct 2022, 6:32 am
Mutual funds and exchange-traded funds (ETFs), however, serve important functions for your businesses, whether through owning your company’s stock and bond holdings or serving as 401(k) investment options for your employee benefit plans. [read post]
13 Oct 2022, 1:55 pm by Kevin LaCroix
In the following guest post, Nessim Mezrahi and Stephen Sigrist take a look at the challenging factors the D&O insurers are facing and consider the implications. [read post]
4 Oct 2022, 6:02 am by Dan Bressler
” “‘The revelation that the most notorious anti-whistleblower law firms are quietly representing whistleblowers in SEC enforcement cases came as a shock,’said Stephen M. [read post]
30 Jul 2022, 2:05 pm by John Floyd
”   The Times reported in March 2013 that Detective Scarcella and his partner Stephen Chmil, “broke rule after rule. [read post]
24 Jul 2022, 1:47 pm by Steve Bainbridge
She is survived by her son and daughter-in law, Stephen M. and Helen C. [read post]
7 Jul 2022, 5:01 am by Peter Margulies
Chief Justice John Roberts wrote for the court, in an opinion that Justices Stephen Breyer, Elena Kagan, and Sonia Sotomayor joined. [read post]
15 Jun 2022, 11:18 am by Holly Brezee
   Stephen King is a well-known author that wrote The Dark Tower, which is a series of novels and a novella published between 1982 and 2012 concerning Roland Deschain, a loner anti-hero chasing a Dark Tower, which is the nexus that ties worlds and dimensions together. [read post]
13 Jun 2022, 7:01 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6502/securities-industry-commentator/GUEST BLOG [In]Securities: Man in the Mirror: The SEC Looks into the Mirror Protocol by Aegis Frumento Esq (BrokeAndBroker.com Blog)Dramatic Development in FINRA Small Firm Board of Governors Petition Race / Candidate David Sukoff Suspends Campaign in Favor of Former Governor Stephen KohnFINRA Cybersecurity… [read post]
13 Jun 2022, 7:01 am
Dramatic Development in FINRA Small Firm Board of Governors Petition Race / Candidate David Sukoff Suspends Campaign in Favor of Former Governor Stephen Kohn SEC Charges Firm and Five Brokers with Violations of Reg BI / Brokerage firm sold $13.3 million worth of high-risk bonds to retirees and other retail investors (SEC Release)SEC Charges "Millionaire Maker" Author with Selling Securities in Unregistered Oil and Gas Offerings (SEC Release)SEC Charges Louisiana Radio… [read post]
10 Jun 2022, 4:22 am by Philip Mousavizadeh
In order to counter rising inflation, the ECB will also stop growing its bond-buying program this month. [read post]
24 May 2022, 6:30 am
Kress (University of Michigan), on Tuesday, May 24, 2022 Editor's Note: Jeremy Kress is Assistant Professor of Business Law at the Stephen M. [read post]
24 May 2022, 6:30 am
Kress (University of Michigan), on Tuesday, May 24, 2022 Editor's Note: Jeremy Kress is Assistant Professor of Business Law at the Stephen M. [read post]
20 May 2022, 9:03 pm by Caitlin Kim
ESG initiatives include green bonds that earmark bond profits for climate-related projects and incorporating climate vulnerability into sovereign debt ratings. [read post]
22 Apr 2022, 12:30 pm by John Ross
Michigan friends, we're heading to Plymouth on Friday, May 20 for a forum on the Michigan Constitution, featuring litigators, scholars, and retired Michigan Supreme Court Justice Stephen J. [read post]