Search for: "Wells Fargo Corporation"
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6 Apr 2023, 10:19 am
Meet the Money 2023 Participants Access Point Financial Accor Aimbridge Hospitality American Investment Migration Anderson Hospitality Consultants APICII Arcade Capital Ashford Asia Pacific Capital Company Atlas Hospitality Group Autocamp Balboa Inn Hotel Bank OZK Bayview Asset Management Bergstrom Capital Advisors The Blackhawk Real Estate Company BlackRidge Group BLLA Bosworth Hospitality Partners Caliber Hospitality California Hotel & Lodging Association California Lodging Investment… [read post]
27 Mar 2023, 9:01 pm
Several cases pending at the circuit court level may have wide-ranging effects on securities litigation as well. [read post]
27 Feb 2023, 6:01 am
” “Finra’s audit committee had in February 2022 tapped Lowenstein Sandler, LLP, to review its arbitration processes after allegations arose in a Georgia state court case about an improper side deal that allowed a lawyer representing Wells Fargo to rig the regulator’s arbitrator selection process. [read post]
23 Feb 2023, 10:04 am
Rhoades not only left the corporate company to venture out on his own but also hired on a 12- person team, all of which worked under Rhoades at Wells Fargo, and named them the Financial Services and Investment Strategies Group. [read post]
18 Jan 2023, 7:00 pm
., Wells Fargo & Co., Goldman Sachs Group Inc., Morgan Stanley and Citigroup Inc. [read post]
3 Jan 2023, 1:47 pm
Rather, the settlement was in the Delaware Chancery Court breach of fiduciary duty lawsuit filed against the directors and officers of a SPAC, as well as the SPAC’s sponsors, related to MultiPlan. [read post]
22 Dec 2022, 3:15 am
That topped the previous record of $1 billion, which was the fine assessed against Wells Fargo in 2017. [read post]
30 Nov 2022, 4:56 pm
The slowdown is putting pressure on law-firm hiring and prompting firm leaders to look for growth opportunities in other practice areas, including in bankruptcy, restructuring, litigation and government regulation work… Overall law firm demand, measured in billable hours logged, dropped 0.8% in the first nine months of 2022, compared with the same time frame last year, according to a report released in mid-November by the Wells Fargo Legal Specialty Group. [read post]
30 Nov 2022, 2:13 pm
”[12] Below we examine two recent district court decisions from 2022 in which the courts rejected the price impact arguments raised by the defendants and provided important analysis of the issues posed by the dissemination of complex or confusing information as well as the time it can take new information to impact a stock’s market price. [read post]
24 Oct 2022, 2:31 pm
The case of Caremark, a US corporation, is solid law in the state of Delaware and a highly influential decision in the area of corporate governance in other jurisdictions as well. [read post]
16 Oct 2022, 7:24 am
[iv] Certainly the profile of litigation filed just within the summer months of 2022 against Unilever[v], Wells Fargo[vi] and Starbucks[vii] supports Dr. [read post]
27 Sep 2022, 9:04 pm
Indeed, when the CFPB helped to uncover the “fake accounts” scandal at Wells Fargo, it was not necessarily the $100 million fine on the bank that was material. [read post]
23 Sep 2022, 7:16 pm
It's an arbitrary, discriminatory distinction: while Judge Yvonne Gonzalez Rogers had some serious misconceptions that will hopefully give rise to a reversal and remand, there are issues she figured out pretty well, one of which is that she told Tim Cook Apple was charging the gamers to subsidize Wells Fargo. [read post]
17 Sep 2022, 9:15 am
Wells Fargo Wins FINRA Arbitration Against Former Rep With Three On And Off Lawyers (BrokeAndBroker.com Blog)SEC Buries the Lede About Stunning Misconduct in Its Office of the Ombudsman (BrokeAndBroker.com Blog)Former U.S. [read post]
5 Sep 2022, 8:08 am
Although this situation arguably was unusual in that the SPAC held a valuable financial asset beyond the trust funds, it could well be that there are other circumstances involved with SPAC liquidations that could give rise to litigation as well. [read post]
4 Sep 2022, 11:00 pm
On September 1, the DOL ordered Wells Fargo to pay $22 million to an employee who blew the whistle on alleged financial misconduct and was subsequently fired. [read post]
2 Sep 2022, 4:00 am
House in Alaska, defeating Sarah Palin and becoming the first Alaska Native to win a seat in Congress as well as the first woman to clinch the state’s at-large district. [read post]
1 Sep 2022, 1:33 pm
Read the Wells Fargo news release here. [read post]
29 Aug 2022, 1:04 pm
As I have noted on this site, in recent months shareholder claimants have initiated securities class action lawsuits against, for example, Unilever (discussed here) and Wells Fargo (discussed here) based on the companies’ ESG activities. [read post]
28 Aug 2022, 8:09 am
According to records kept by The Financial Industry Regulatory Authority (FINRA), Reed was employed by Wells Fargo Clearing Services, LLC (Wells Fargo) at the time of the activity. [read post]
