Search for: "*1**u.s. v. Poole" Results 581 - 600 of 837
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8 Jun 2022, 9:01 pm by Gary Gensler
In 2009, off-exchange trading accounted for a quarter of U.S. equity volume. [read post]
11 Nov 2021, 2:07 pm by Kevin LaCroix
    Investors and Regulators Are Still Flushing Out ESG Implications The pool of investors is getting broader as new avenues for companies to access the public capital markets are paved and consumer-friendly tech platforms enable easy and instant on-line stock trading for retail players. [read post]
24 Apr 2015, 7:29 am by John Elwood
But for the last two, the Court has relisted because at the last Conference, the Justices voted to call for the record (“CFRecord” in the language of cert. pool memos) and the record materials have since arrived. [read post]
17 Oct 2007, 1:01 am
Supreme Court in 2005 upended the federal sentencing guidelines in United States v. [read post]
31 Dec 2019, 8:13 am by CFM Admin
SEC RIAs to pooled investment vehicles may avoid both the quarterly statement and surprise examination requirements by having audited financial statements prepared for each pooled investment vehicle in accordance with generally accepted accounting principles by an independent public accountant registered with the Public Company Accounting Oversight Board (“PCAOB”). [read post]
20 Jul 2009, 2:00 am
(PatLit) PRS CEO departs (1709 Copyright Blog) UK IPO: New trade mark services from 1 October 2009 (Class 46) Are non-binding opinions a useful tool in patent litigation? [read post]
19 Jun 2015, 3:27 pm by Jon Sands
Kentucky, 476 U.S. 79 (1986), by striking the only African-American member of the jury pool, and that the prosecutor committed misconduct in closing arguments.This brings us to the claims of ineffective assistance of counsel here. [read post]
18 Dec 2023, 2:48 pm by CFM Admin
Regulation 4.7 pool offerings would require an offering memorandum. [read post]