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Shaw, formerly associated with VSR Financial Services, Inc. of Baton Rouge, LA, was barred from the industry in connection with the sale of a private placement offered by DBSI, Inc. and several additional private placements offered by other issuers. [read post]
7 Dec 2023, 10:35 am by Bob Ambrogi
  Rasa’s founder and CEO, Noella Sudbury, was featured on the cover of Utah Business Magazine, and named as one of the 200 most dynamic female founders in   Inc. [read post]
2 Mar 2016, 1:52 pm
From the Desk of Jim Eccleston at Eccleston Law LLC:The Financial Industry Regulatory Authority Inc. [read post]
29 Aug 2014, 9:00 am by Ashley S. O'Neill
  Departing employees leaving for the greener pastures of a rival in their industry might see red when the former employer suspects foul play and takes action. [read post]
9 Jul 2015, 11:27 am
From the Desk of Jim Eccleston at Eccleston Law LLC:F-Squared Investments Inc. has filed for bankruptcy. [read post]
15 Feb 2018, 3:26 am by Nate Nead
This high level of market concentration is expected to continue over the next few years, since smaller firms are able to survive in the industry by serving niche markets, which as a consequence puts a limit on the number of customers they are capable to acquire.[6] Some of the most relevant transactions in the industry during the last few years include the acquisition of IntraLinks by Synchronoss in January 2017 for $821 million, the spin-off of Donnelley Financial Solutions… [read post]
5 Jul 2010, 1:55 pm by Steven Caruso
Barron Moore Inc. - The Financial Industry Regulatory Authority (FINRA) expelled Barron Moore in June 2008 over penny stock sales. [read post]
18 Oct 2010, 2:49 pm
He has been a strategic advisor for ValueAct Capital, The Carlyle Group and Bain Capital on large media and technology deals. [read post]
12 Mar 2014, 4:19 am by Broc Romanek
Insight Venture Partners, a New York private-equity and venture-capital firm that was an early investor in Twitter Inc., is the likely winner of an auction of ISS run by current owner MSCI Inc., people familiar with the matter said Monday. [read post]