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10 Jul 2010, 6:15 am by Steven Peck
However, some closely knit businesses and family businesses may not want to prevent the transfer of stock to third parties in every situation. [read post]
3 Apr 2015, 8:47 pm by Stephen Bilkis
Namely, as executor of the estate, gave notice, pursuant to the stock transfer provisions (Fourth Amendment § 4.3), of his intent to transfer the shares held by the estate to the beneficiary. [read post]
28 Jun 2009, 7:43 am
If asked if they own stock in a corporation, the client could state under oath that they did not. [read post]
30 Nov 2011, 11:13 am by Arina Shulga
In the next post, I’ll discuss advantages and disadvantages of a stock purchase. [read post]
2 Nov 2009, 8:03 am
Hedgers mitigate their risk by transferring it to other investors (normally speculators)[xvii]. [read post]
30 Apr 2011, 8:16 pm
The bills effectively give incentives to owners of closely held businesses formed as a Subchapter S corporation to transfer ownership of the company to an Employee Stock Ownership Plan ("ESOP"), and incentives to lenders who loan the corporation money to purchase the stock from the owner. [read post]
26 Apr 2009, 9:40 pm
  The latter typically sets forth the stock interests of the individual shareholders, designates directors and officers, and contains restrictions on the transfer of shares, among other provisions. [read post]
8 Dec 2014, 3:56 am by Nate Nead
A thorough initial review of the existing corporate structure, including all authorized stock classes, the number of authorized & outstanding shares, past securities issuance, rights & preferences of shares, outstanding convertible stock and any exemption filings for the stock. [read post]
15 Jan 2010, 5:40 pm by Salcido
Stock transfers are subject to securities law regulation. [read post]
27 Jul 2017, 7:14 am
  By extension, because board members of Maryland non-stock corporations owe the same fiduciary obligations as any other Maryland corporation, breach of duty accompanying a contractual obligation would be sufficient to support a tort claim. [read post]
22 Jul 2010, 6:39 pm by Frank Pasquale
Reports that the banking system of the United Kingdom was compromised by hacking resulted in a sharp drop in worldwide stock markets as investors feared that fund transfer systems were compromised were also added to the simulation’s fact pattern. [read post]
22 Oct 2009, 1:51 pm
They see holding the loan as a way to ultimately acquire property pledged as collateral for the payment under the loan (e.g., real estate, stock, a patent, a copyright). [read post]
12 Nov 2010, 12:58 pm by Kara OBrien
Kurz – Rejecting vote-buying claim in light of transfer of economic interest in shares. [read post]
9 Sep 2014, 10:29 am by John Tishler
For any questions or more information on these or any related matters, please contact any attorney in the firm’s corporate practice group. [read post]
On November 25, 2009, the Securities and Exchange Commission (”SEC”) approved amendments to the corporate governance listing standards of the New York Stock Exchange (”NYSE”). [read post]
12 Jun 2012, 8:00 am by Lina Jasinskaite
Under AT&T’s Non-Employee Director Stock and Deferral Plan, directors may choose to defer the acceptance of their fees and all or part of their retainers and transfer them into a cash deferral account or into deferred stock units. [read post]
2 Jun 2009, 12:38 pm by Jeff Rogyom
In this article I address the basic concerns of buyers and sellers and the general transaction forms available to structure a business transfer. [read post]
11 Dec 2019, 2:36 pm by [email protected]
  For example, someone might sell stock in a corporation because they find out the company is facing a lawsuit and buy the stock back at a lower rate after the bad news becomes public. [read post]
11 Dec 2019, 2:36 pm by [email protected]
  For example, someone might sell stock in a corporation because they find out the company is facing a lawsuit and buy the stock back at a lower rate after the bad news becomes public. [read post]