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30 Jul 2019, 4:00 am
For those interested in this subject, on March 27, 2019, the Congressional Research Service released a report entitled Free Speech and the Regulation of Social Media Content (https://fas.org/sgp/crs/misc/R45650.pdf), a 43-page document which takes an extensive look at some of the issues we have raised. [read post]
29 Jul 2019, 6:46 am
Under 3GPP rules, any formal changes to a specification of an already-adopted standard require the submission of CRs in the sense of correction requests.It's a well-known fact that some participants in standard-setting like to inflate the number of CRs such as by filing separate CRs even when they c [read post]
26 Jul 2019, 2:00 am
Schonfeld and Amy Mayer The CLS Blue Sky Blog The first half of 2019 has seen a continuation of the Securities and Exchange Commission’s emphasis on protecting the interests of Main Street investors. [read post]
25 Jul 2019, 12:22 pm
What is the most interesting fact you’ve learned about the legislative process while working on Congress.gov? [read post]
25 Jul 2019, 11:00 am
I welcome guest post submissions from responsible authors on topics of interest to this blog’s readers. [read post]
24 Jul 2019, 10:10 am
Underwood, SDNY No. 1:1988-cr-00822. [read post]
22 Jul 2019, 1:30 pm
Researchers at Duke have several options for locating CRS products.By law, CRS reports are now posted to the free Congressional Research Service page on congress.gov. [read post]
17 Jul 2019, 9:44 am
Confirmed speakers are: Marie-Élodie Ancel (Université Paris-Est Créteil) Francisco Garcimartín-Alférez (Autonomous University of Madrid) Burkhard Hess (Max Planck Institute Luxemburg) Thalia Kruger (University of Antwerp) Matthias Lehmann (University of Bonn) Ralf Michaels (Max Planck Institute Hamburg) Peter Arnt Nielsen (Copenhagen Business School) Haris Pamboukis (University of Athens) Gian Paolo Romano (University of Geneva) Marta Pertegás… [read post]
16 Jul 2019, 10:18 am
. **** SEC Matters SEC Adopts New Regulation Best Interest. [read post]
1 Jul 2019, 3:12 pm
The allegations made by SEC state that Hoffman failed to disclose conflicts of interest to clients to whom he sold GT Media securities and further failed to disclose he would be paid back on loans he provided to the company through investor funds. [read post]
1 Jul 2019, 5:38 am
An adviser’s duty of loyalty includes the duty to not subordinate a client’s interests to its own, as well as a duty to make full and fair disclosure of all material facts relating to the advisory relationship (including the capacity in which it is acting with respect to the advice provided) and to obtain the client’s informed consent to conflicts of interest. [read post]
30 Jun 2019, 2:25 pm
,(Case 0:11-cr-60285-CR-ROSENBAUM 2014),the US Government was ordered to respond to a request for cell phone metadata collected by the NSA that might have proven exculpatory of a defendant in a criminal case, in which the NSA was not a party. [read post]
30 Jun 2019, 4:00 am
Every week we present the summary of a decision handed down by a Québec court provided to us by SOQUIJ and considered to be of interest to our readers throughout Canada. [read post]
27 Jun 2019, 10:00 am
The amendment could halt the SEC’s recently approved advice package, which includes Regulation Best Interest, Form CRS Relationship Summary and the agency’s interpretations of two concepts under the Investment Advisors Act. [read post]
25 Jun 2019, 12:44 pm
Additionally, with the new Form CRS (applicable to SEC-registered advisers only) beginning to circulate at about the same time, an assortment of new documents being presented to clients may cause marketplace confusion as well. [read post]
25 Jun 2019, 6:29 am
We also have briefing on this issue for anyone who’s interested. [read post]
19 Jun 2019, 3:43 pm
Specifically, these actions include new Regulation Best Interest, the new Form CRS Relationship Summary, and two separate interpretations under the Investment Advisers Act of 1940. [read post]
19 Jun 2019, 8:34 am
Doing so gives you an idea of the variety of topics that members of Congress are interested in. [read post]
19 Jun 2019, 5:51 am
Regulation Best Interest (Regulation BI), Form CRS and the related rule will become effective 60 days after their publication in the Federal Register. [read post]
14 Jun 2019, 2:18 pm
The executive branch should adopt and pursue policies and practices that further its interests and protect its constitutional authority. [read post]
