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10 Oct 2022, 6:30 am
According to the Chief of the SEC Enforcement Division’s Market Abuse Unit in this press release, “[w]hile trading pursuant to 10b5-1 plans can shield employees from insider trading liability under certain circumstances, these executives’ plan did not comply with the securities laws because they were in possession of material nonpublic information when they entered into it. [read post]
19 Dec 2008, 5:51 pm
A source close to the situation tells The Am Law Daily Holzer has been placed on administrative leave pending the firm's own review of the case. [read post]
6 Feb 2017, 9:00 am
Although enacted in 2012 primarily to eliminate the then-existing doubt that insider trading prohibitions applied to congressional members and their staff, the STOCK Act also explicitly confirmed the ban on insider trading by members of the executive (and judicial) branch as well. [read post]
23 Aug 2011, 4:51 am
The Article concludes with a proposal that the courts, the Securities and Exchange Commission, or Congress enact a safe harbor to legalize fraud-inhibiting insider trading and thus enable the insider trading laws to more effectively achieve their purported goal of protecting the securities market and investors. [read post]
1 May 2024, 7:14 pm
More to Read The post Mace, green lasers, screeching soundtracks: Inside the UCLA encampment on a night of violence appeared first on J&Y Law Firm. [read post]
18 Nov 2011, 8:03 am
" While Congress never consciously created the cracks in the insider trading laws that its members now enjoy slipping through, they have consciously refused to seal them. [read post]
10 Mar 2017, 12:11 pm
The Office of the United States Courts has posted a 1-hour video to their website titled "An Inside Look at the Jury Experience. [read post]
6 Sep 2024, 11:02 am
He can be reached at Jeff@JeffNewmanLaw.com or at 617-823-3217 The post Morgan Stanley fined $2 Million over First Republic Insider Sales appeared first on Jeff Newman Law. [read post]
6 Dec 2023, 11:25 am
Third, the SEC argues that there is a common law duty for an employee with regards to company information. [read post]
4 Jan 2011, 6:28 pm
[via Inside Straight: Entering Time « Above the Law: A Legal Tabloid - News, Gossip, and Colorful Commentary on Law Firms and the Legal Profession] [read post]
2 Oct 2016, 6:42 pm
Supreme Court to weigh reach of insider trading law": Nate Raymond of Reuters has this report. [read post]
7 Nov 2019, 3:34 am
In many cases, though, the securities laws will not compel immediate disclosure. [read post]
15 Aug 2024, 3:30 am
Romeo and Dye also publish a treatise on Section 16 law, more generally. [read post]
31 Mar 2011, 3:01 pm
It correctly recognizes that misappropriation is an alternative basis of liability, but in doing so it misstates the misappropriation theory: A newer view of insider trading, the "misappropriation theory" is now part of US law. [read post]
19 Nov 2011, 12:33 am
After obtaining his law degree from GLC (Mumbai), Karan went on to do his LL.M. from Harvard Law School last year. [read post]
27 Sep 2013, 4:30 am
Triger (The Haim Striks School of Law, College of Management Academic Studies, Rishon LeZion, Israel) reviews INSIDE THE CASTLE: LAW AND THE FAMILY IN 20TH CENTURY AMERICA (Princeton University Press, 2011), by Joanna L. [read post]
17 Nov 2008, 6:38 pm
UPDATE: Mark Cuban has hired Fish & Richardson's Paul Coggins and Dewey & LeBoef's Ralph Ferrara to fight insider trading charges, reports our sibling publication the Am Law Daily. [read post]
2 Aug 2011, 5:00 am
” One who violates insider trading laws is subject to a penalty directly proportional to the “profit gained or the loss avoided. [read post]
3 Feb 2021, 5:38 am
First Name Last Name Email Subscribe The post Episode 42: Inside the Public Defender’s Office with Tim Henderson appeared first on Minick Law, P.C.. [read post]
30 Nov 2011, 2:25 pm
“I made a profound mistake, Your Honor, when I engaged in insider trading,” Mr. [read post]
