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23 Sep 2013, 3:03 pm by Adam Weinstein
 Prior to CUSO, Bautista was associated with SWBC Investment Services, LLC, Financial Network Investment Corporation, and Wells Fargo Investments, LLC. [read post]
5 Sep 2013, 5:58 am by Adam Weinstein
Finally, from December 5, 2005, until June 30, 2011, Kmetz was associated with Park Avenue Securities, LLC (Park Avenue). [read post]
12 Aug 2013, 3:31 am by Peter Mahler
The parties in Grove who chose acrimony over cooperation are two married couples, Marlene and Larry Grove and Melba and Hubert Brown. [read post]
7 Aug 2013, 7:01 am by D. Daxton White
Thompson and TNP Securities under investigation since last winter for allegedly failing to cooperate in a FINRA investigation. [read post]
24 Jul 2013, 1:27 pm by Tom Webley
In that order, the CFTC found that Panther Energy Trading LLC and its owner, Michael J. [read post]
11 Jul 2013, 10:31 am by Allison Tussey
Hall Builders; PEELE, operating through P.A.P’s Custom Home Builders, LLC and C and P Custom Homes, LLC; and MALDINI, operating through NY Construction, LLC, unlawfully profited from the sale of properties purchased or developed by the conspirators to individuals who did not have the financial means to purchase the properties, identified in the charging documents as “straw buyers”. [read post]
3 Jun 2013, 11:43 am by Michael S. Waldron
WaldronRaj Date and Fenway Summer LLC has hit a triple for the ages. [read post]
15 Apr 2013, 3:40 am by Peter Mahler
 The hotel project, which began amidst the onset of recession in 2007-08, encountered severe financial and construction problems that generated work stoppages, foreclosure and lien enforcement proceedings. [read post]
31 Mar 2013, 9:36 pm by Ken
., and/or Livewire Holdings LLC; b) Paul Hansmeier, of Steele Hansmeier PLLC and/or Livewire Holdings LLC; c) Paul Duffy, of Prenda Law, Inc.; d) Angela Van Den Hemel, of Prenda Law, Inc.; e) Mark Lutz, of Prenda Law, Inc., AF Holdings LLC and/or Ingenuity 13 LLC; f) Alan Cooper, of AF Holdings LLC; g) Peter Hansemeier, of 6881 Forensics, LLC; h) Prenda Law, Inc.; i) Livewire Holdings LLC; j)… [read post]
14 Mar 2013, 12:03 pm by Ken
Next, Judge Wright announces what he is ordering: Thus, the Court amends its February 7, 2013 Order to Show Cause (ECF No. 48) to include sanctions against the persons and entities in subparagraphs a–m below: a) John Steele, of Steele Hansmeier PLLC, Prenda Law, Inc., and/or Livewire Holdings LLC; b) Paul Hansmeier, of Steele Hansmeier PLLC and/or Livewire Holdings LLC; c) Paul Duffy, of Prenda Law, Inc.; d) Angela Van Den Hemel, of Prenda Law, Inc.; e) Mark Lutz, of Prenda… [read post]
20 Dec 2012, 7:00 am by James F. Aspell
Using a return to work program not only makes sense from a financial standpoint, but it’s the right thing to do. [read post]
16 Nov 2012, 9:23 am by John P. Smolen
  Stay tuned for more about the success of this bi-state cooperative effort. [read post]
26 Oct 2012, 5:00 am by Raymond Millien
  Thus, these pools result in multiple operating companies – who may have not previously cooperated, done business or even respected each other – joining financial and other resources to create an independent entity to acquire potentially “problematic” patents, and license them to anyone willing to share the financial cost of acquiring the patents and the management overhead of administering the pool. [read post]
23 Oct 2012, 6:35 am by admin
  “I’m delighted,” said Joff Mitchell, Dewey’s chief restructuring officer and a senior managing director with Zolfo Cooper LLC. [read post]