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9 Aug 2023, 11:59 am
The post Norway data protection authority to fine Meta Platforms amid legal challenge appeared first on JURIST - News. [read post]
4 Jan 2018, 2:23 pm
The post Some Additional Thoughts on the New Cost and Fine Waiver Procedures appeared first on North Carolina Criminal Law. [read post]
24 Jun 2021, 9:29 am
” “KPMG said the tribunal’s findings related to restructuring work performed over a decade ago and the fine being sought was ‘overly punitive’ and ‘disportionate.'” “KPMG Faces $21 Million Fine for H.I.G. [read post]
6 Jun 2014, 5:30 am
Safety issues on the job in Great Britain cost one worker serious injuries and his employer a steep fine. [read post]
10 Jun 2023, 8:33 am
Colgan & Jean Galbraith, The Failed Promise of Installment Fines, U of Penn. [read post]
4 Apr 2023, 11:30 am
Colgan & Jean Galbraith, The Failed Promise of Installment Fines, U. [read post]
18 Apr 2024, 7:37 am
The post SEC Fines 5 RIAs Under New Marketing Rule appeared first on RIA Compliance Blog. [read post]
27 Jul 2017, 8:23 am
The ninth fine was for failing to carry out external visual and ultrasonic inspections of piping, and carried a fine of $63,373. [read post]
12 Jun 2013, 7:24 am
An attorney who had "trampled" the fine line between zealous advocacy and frivolousness was disbarred by the Oklahoma Supreme Court. [read post]
30 Mar 2010, 3:53 am
Royal Bank of Scotland has been fined $43 million for violating competition laws by sharing price data with rival Barclays, Britain's Office of Fair Trading said Tuesday. [read post]
20 May 2009, 7:10 am
Words to live by for any legal professional (and the general public): "Read the fine print. [read post]
25 May 2018, 7:45 am
(FINRA Case #2015045703002) Mark Brian Degner (CRD #2364726, Shady Cove, Oregon) – An AWC (Accept, Waiver & Consent) was issued in which Degner was fined $7,500 and suspended from association with any FINRA member in all capacities for 20 business days. [read post]
17 Jan 2007, 4:18 am
The regulatory arm of the New York Stock Exchange said Tuesday that it had fined seven specialist firms a combined $2.8 million for trading violations. [read post]
5 Apr 2018, 7:40 am
(FINRA Case #2015048039501) Richard Alan Shotz (CRD #1681893, Port Orange, Florida) – An AWC (Accept, Waiver & Consent) was issued in which Shotz was fined $7,500 and suspended from association with any FINRA member in all capacities for four months. [read post]
22 Jan 2018, 8:29 am
(FINRA Case #2016049316301) Joseph Leigh Cotter (CRD #1263122, Charlotte, North Carolina) – An AWC (Accept, Waiver, Consent) was issued in which Cotter was assessed a deferred fine of $15,000, suspended from association with any FINRA member in all capacities for nine months, and ordered to pay $100,549.42, plus interest, in deferred disgorgement of commissions received. [read post]
29 Aug 2016, 4:11 pm
Nan Aron of Alliance for Justice has an excellent critique of those arbitration clauses in the fine print we are constantly being forced to sign and a new rule that will address one of the problems with those clauses: http://www.usnews.com/opinion/articles/2016-08-19/cfpb-takes-one-step-to-fix-rigged-forced-arbitration. [read post]
7 Jan 2011, 1:00 am
Now title insurance is being used in fine art transactions too. [read post]
19 Jul 2010, 9:40 am
., a year) to have his fines and fees paid in full, I always tell the client to begin making payments right away. [read post]
25 Oct 2007, 12:27 pm
UBS Financial Services has been censured and fined $370,000 in a settlement with the Financial Industry Regulatory Authority, or FINRA, for making what the self-regulatory group said were hundreds of late disclosures about its brokers. [read post]
22 Aug 2012, 6:06 am
“On March 15, 1975, a man owed a book to Chicago Public Library.Tuesday, more than 37 years later, he ventured into the Oriole Park Library and returned it.For three weeks, all fines for overdue books are being forgiven under the citys first complete library amnesty in 27 years. [read post]
