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5 Nov 2020, 2:55 am by Daniel Jin
 The calculation of the fine In July 2019, the ICO issued Marriott with a notice of intent to fine £99m. [read post]
18 Mar 2020, 12:44 am by Andrew Hursh
The wholesalers, Tech Data and Ingram Micro, were also issued fines in the tens of millions. [read post]
  The post Norway data protection authority to fine Meta Platforms amid legal challenge appeared first on JURIST - News. [read post]
The announcement, which was first made in March 2021, fined Telenor 15 million NOK for the breach. [read post]
24 Jun 2021, 9:29 am by Dan Bressler
” “KPMG said the tribunal’s findings related to restructuring work performed over a decade ago and the fine being sought was ‘overly punitive’ and ‘disportionate.'” “KPMG Faces $21 Million Fine for H.I.G. [read post]
4 Jan 2018, 2:23 pm by Jamie Markham
The post Some Additional Thoughts on the New Cost and Fine Waiver Procedures appeared first on North Carolina Criminal Law. [read post]
6 Jun 2014, 5:30 am by Kori Shafer-Stack
Safety issues on the job in Great Britain cost one worker serious injuries and his employer a steep fine. [read post]
4 Apr 2023, 11:30 am by Ezra Rosser
Colgan & Jean Galbraith, The Failed Promise of Installment Fines, U. [read post]
10 Jun 2023, 8:33 am by Ezra Rosser
Colgan & Jean Galbraith, The Failed Promise of Installment Fines, U of Penn. [read post]
18 Apr 2024, 7:37 am by Charlie Jarrett
The post SEC Fines 5 RIAs Under New Marketing Rule appeared first on RIA Compliance Blog. [read post]
27 Jul 2017, 8:23 am by Slappey & Sadd, LLC
The ninth fine was for failing to carry out external visual and ultrasonic inspections of piping, and carried a fine of $63,373. [read post]
30 Mar 2010, 3:53 am by By DEALBOOK
Royal Bank of Scotland has been fined $43 million for violating competition laws by sharing price data with rival Barclays, Britain's Office of Fair Trading said Tuesday. [read post]
12 Jun 2013, 7:24 am by Legal Profession
An attorney who had "trampled" the fine line between zealous advocacy and frivolousness was disbarred by the Oklahoma Supreme Court. [read post]
20 May 2009, 7:10 am
Words to live by for any legal professional (and the general public): "Read the fine print. [read post]
22 Jan 2018, 8:29 am by Blum Law Group
(FINRA Case #2016049316301) Joseph Leigh Cotter (CRD #1263122, Charlotte, North Carolina) – An AWC (Accept, Waiver, Consent) was issued in which Cotter was assessed a deferred fine of $15,000, suspended from association with any FINRA member in all capacities for nine months, and ordered to pay $100,549.42, plus interest, in deferred disgorgement of commissions received. [read post]
25 Oct 2007, 12:27 pm
UBS Financial Services has been censured and fined $370,000 in a settlement with the Financial Industry Regulatory Authority, or FINRA, for making what the self-regulatory group said were hundreds of late disclosures about its brokers. [read post]
29 Aug 2016, 4:11 pm by Steve Gottlieb
Nan Aron of Alliance for Justice has an excellent critique of those arbitration clauses in the fine print we are constantly being forced to sign and a new rule that will address one of the problems with those clauses: http://www.usnews.com/opinion/articles/2016-08-19/cfpb-takes-one-step-to-fix-rigged-forced-arbitration. [read post]
17 Jan 2007, 4:18 am
The regulatory arm of the New York Stock Exchange said Tuesday that it had fined seven specialist firms a combined $2.8 million for trading violations. [read post]