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4 Nov 2022, 4:20 am
We are pleased to announce that attorney Frank Unger has joined our HCK family. [read post]
3 Jan 2011, 9:59 am
Frank Steinberg has been reelected to a second consecutive term as Chair of the Somerset County Business Partnership. [read post]
15 Feb 2011, 10:11 am
In its 2011 corporate governance letter to domestic listed company executives, NYSE Regulation noted that Section 957 of the Dodd-Frank Act required each national securities exchange to amend its rules to prohibit member organizations from voting shares without specific client instructions in matters related to executive compensation. [read post]
5 May 2015, 1:58 pm
Lufadeju On April 29, 2014, the Office of Minority and Women Inclusion (OMWI) of the Consumer Financial Protection Bureau (CFPB or Bureau) released its third Annual Report for 2014, as mandated by section 342(e) of the Dodd-Frank Act (Act). [read post]
22 Nov 2011, 5:00 am
One of the sleeper provisions in Dodd-Frank was Section 953(b). [read post]
22 Jun 2011, 3:02 pm
Under the law, states would also be free to tax the drug, according to a press release from advocacy groups that was confirmed by Frank’s office, WSJ reports. [read post]
3 Feb 2011, 4:29 am
Dodd-Frank's Sleeper? [read post]
16 Aug 2010, 10:48 pm
In the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), Congress has crafted an array of bounty awards and whistleblower protections broadly affecting securities, commodities and futures, and consumer financial products firms and those associated with them. [read post]
15 Jul 2013, 9:00 am
As we’ve previously covered here and here on Suits by Suits, a battle is raging in the federal courts over whether the new whistleblower protections in the Dodd-Frank Act of 2010 apply only to individuals who report misconduct to the SEC. [read post]
27 Jul 2007, 6:04 am
Barney Frank gets the exemption he sought. [read post]
18 Feb 2011, 1:57 pm
"We also believe that regulators are not conducting rigorous analyses of the costs and benefits of their rules and the effects those rules could have on the economy," said the letter, signed by the Republicans on the Senate Banking Committee, which oversees the implementation of Dodd-Frank. [read post]
19 May 2014, 9:05 am
He argued that in the post-Dodd-Frank era, all predispute arbitration agreements lacking a Dodd-Frank carve-out are invalid, even for plaintiffs who are not pursuing any whistleblower claims. [read post]
19 May 2014, 9:05 am
He argued that in the post-Dodd-Frank era, all predispute arbitration agreements lacking a Dodd-Frank carve-out are invalid, even for plaintiffs who are not pursuing any whistleblower claims. [read post]
20 Aug 2018, 10:34 am
Meanwhile, Frank’s children have put together an absolutely breathtaking website (franksander.com) with photos and stories from Frank’s … Continue reading Frank Sander memorial: October 20 → [read post]
17 Aug 2010, 8:45 am
The most recent enactment is the Dodd-Frank Wall Street Reform and Consumer Protection Act (commonly referred to as the Dodd-Frank Act or Dodd-Frank). [read post]
26 Aug 2012, 4:29 am
Frank Pommersheim has posted Part III of his South Dakota Law Review trilogy, The Crazy Horse Malt Liquor Case: From Tradition to Modernity and Halfway Back. [read post]
25 Apr 2013, 6:30 pm
I love Frank Caliendo (saw his act in Vegas and he killed). [read post]
6 Jun 2018, 3:28 pm
Publicly available information through FINRA BrokerCheck indicates that Frank Capuano was formerly affiliated with broker-dealer Royal Alliance Associates, Inc. [read post]
6 Feb 2012, 8:35 am
The abstract reads as follows: The Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”) has broad and deep implications that will touch every corner of the financial services industry, as well as multiple other industries. [read post]
8 Jul 2010, 5:46 am
You have to admire the frankness of Mary Alice McLarty of the Dallas law firm of McLarty, P.C. [read post]
