Search for: "US Trade and Exchange, LLC"
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10 Mar 2020, 6:32 am
Securities Fraud Attorneys in Nashville, Tennessee The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with over thirty years securities law experience, including experience at the Financial Industry Regulatory Authority and the Securities and Exchange Commission. [read post]
5 Mar 2020, 1:49 pm
“Celebrities are not allowed to use their social media influence to tout securities without appropriately disclosing their compensation. [read post]
27 Feb 2020, 8:00 am
Investors who have suffered losses are encouraged to contact us at (800) 810-4262 for consultation. [read post]
26 Feb 2020, 12:12 pm
We expect to see continued activity at the federal legislative level to attempt to ban or limit the use of non-competes. 2. [read post]
21 Feb 2020, 8:27 am
To speak with an investment fraud attorney at Zamansky LLC in confidence, call 646-481-3927 or tell us how we can help online now. [read post]
21 Feb 2020, 6:13 am
Kim, Wachtell, Lipton, Rosen & Katz, on Monday, February 17, 2020 Tags: Banks, Boards of Directors, Change in control, Federal Reserve, Financial institutions, Financial regulation, Financial technology, Private equity, Securities regulation, Shareholder activism Proposed Amendments to Financial Disclosure and Guidance on Use of Metrics in Management Discussion and Analysis Posted by Mark S. [read post]
20 Feb 2020, 12:13 pm
CIC Services, LLC v. [read post]
18 Feb 2020, 11:49 am
Virgo is a secure SaaS platform used by some of the largest companies in the world. [read post]
14 Feb 2020, 8:25 am
The post SEC: Look Out for Coronavirus-Related Investment Scams appeared first on Zamansky LLC. [read post]
14 Feb 2020, 6:31 am
Truesdell and Robert Cohen, Davis Polk & Wardwell LLP, on Friday, February 7, 2020 Tags: Compliance and disclosure interpretation, Form 8-K, Insider trading, Regulation FD, SEC, SEC enforcement, Securities litigation, Securities regulation, US House Self-Dealing in a Comparative Light Posted by Andrew Tuch (Washington University), on Friday, February 7, 2020 Tags: Boards of Directors, Conflicts of… [read post]
14 Feb 2020, 3:00 am
Businesses already have a complicated relationship with Trump over his trade wars and with Democrats, whose presidential candidates are targeting many industries. [read post]
6 Feb 2020, 11:07 am
According to the company’s website: “There is currently no public trading market for shares of our common stock and there may never be one, so redemption of shares by us will likely be the only way to dispose of your shares. [read post]
5 Feb 2020, 1:55 pm
Crestview-Oxbow Acquisition, LLC, Del. [read post]
5 Feb 2020, 11:23 am
Mike is co-founder and CEO of HomePath Products LLC. [read post]
3 Feb 2020, 6:53 am
Investors who have suffered losses are encouraged to contact us at (800) 810-4262 for consultation. [read post]
27 Jan 2020, 5:26 pm
, Amgen Inc., Astellas Pharma US Inc. [read post]
24 Jan 2020, 10:34 am
Tower Research Capital – In November 2017, the CFTC recovered $67.4 million from Tower Research Capital for its widespread “spoofing” of equity index futures products traded on the Chicago Mercantile Exchange (CME) and Chicago Board of Trade (CBOT). [read post]
24 Jan 2020, 1:00 am
Securities and Exchange Commission Rule 10b-5 promulgated thereunder. [read post]
23 Jan 2020, 4:00 am
Live Face on Web, LLC v. [read post]
16 Jan 2020, 5:45 am
How he did it: A foreign exchange trader who supervised HSBC Bank’s foreign exchange business, Johnson manipulated foreign-exchange rates as the transaction was about to close by trading Sterling, Euros and Dollars, from which he generated significant profits. [read post]
