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Steptoe Cyberlaw Podcast, Episode #75: Hip Hop Summit at Graceland---Michael Casey and Digital Money
15 Jul 2015, 1:33 pm
With comments due on July 20, security companies are beginning to identify a host of unintended regulatory consequences. [read post]
20 Aug 2015, 10:54 am
According to BrokerCheck, as maintained by the Financial Industry Regulatory Authority (“FINRA”), Mr. [read post]
11 Jul 2012, 11:04 am
Mike Chaney, chairman of NAIC’s Property and Casualty Committee, said the hearing will give regulators a chance to hear from consumers, the industry and financial institutions about the use of forced placed coverage. [read post]
23 Jul 2019, 7:33 am
” The Financial Industry Regulatory Authority (FINRA) reportedly suspended Shaw in 2017 because he allegedly engaged in six outside business activities without seeking prior approval from his member firm, Center Street Securities. [read post]
10 Jan 2024, 9:05 pm
These lawsuits provide financial compensation to injured individuals but require little corrective action from gun companies going forward. [read post]
12 Jul 2012, 5:36 am
FINRA (Financial Industry Regulatory Authority) is the "self-regulatory organization" for Wall Street. [read post]
16 Feb 2017, 9:30 pm
Drawing comparisons to the tobacco industry, the authors discuss a recent suit brought by Exxon Mobil against the attorneys general of Massachusetts and New York, in which Exxon claimed “a previously unrecognized corporate right under the Constitution both to ‘speak’ and to ‘not speak’ about climate change any way it wants. [read post]
21 Mar 2016, 12:50 pm
The Financial Industry Regulatory Authority (FINRA) barred Foerster from working as a broker in 2014, after investigating allegations that he solicited clients to invest in a fictitious entity and converted their funds to his personal use. [read post]
27 Apr 2012, 7:45 am
The financial industry has been attempting to delay the rule. [read post]
10 Oct 2009, 12:22 pm
The Financial Industry Regulatory Authority also wants to expand its investment adviser authority. [read post]
4 Dec 2023, 9:02 pm
This is true with how people conduct almost all financial transactions. [read post]
1 Dec 2013, 10:05 am
Lord Sharman was the Liberal Democrat Spokesperson for Trade and Industry/Business and Regulatory Reform from 2001 to 2010. [read post]
22 Jun 2023, 7:13 am
General Duty Clause and Private Civil Injury Actions The four-part test applies to federal regulatory enforcement by OSHA. [read post]
4 Oct 2011, 1:09 pm
This increased regulation would prove a significant financial hardship to those who raise cattle. [read post]
9 Nov 2017, 1:49 am
The fashion industry, mining industry and financial services industry have all been met with allegations ranging from human rights abuse to breach of climate change guidelines. [read post]
7 Jun 2017, 1:26 pm
The FIA recognises that further enhancements between EU authorities and the UK supervisory authorities post-Brexit may be desirable. [read post]
7 Jun 2017, 1:26 pm
The FIA recognises that further enhancements between EU authorities and the UK supervisory authorities post-Brexit may be desirable. [read post]
20 May 2024, 10:00 pm
Federal Deposit Insurance Corporation Explore the role of the FDIC and its main functions in the U.S. financial regulatory system. [read post]
21 Nov 2021, 9:00 pm
It also raises questions about OSHA’s authority to impose these requirements through an ETS rather than a permanent standard, allowing it to bypass the requirement of a notice-and-comment rulemaking.OSHA’s Prior Uncertainty Over Its Authority to Mandate VaccinationsThe OSH Act does not clearly authorize OSHA to mandate vaccinations or testing. [read post]
15 Jan 2020, 8:03 am
The report is part of the EBA’s fintech roadmap project, whereby the European Supervisory Authority (ESA) aims to identify and keep track of merging trends in the banking industry and analyse their inherent risks. [read post]
