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6 May 2011, 7:44 am
This is particularly important because in cases where brokers misrepresent the risks associated with certain mutual funds or investment company shares, Wachovia and Wells defends these cases by arguing that the risks were fully disclosed in the prospectuses thereby absolving the firm and its agents from all from all liability. [read post]
29 Jun 2017, 2:29 pm
The Company thereafter successfully secured review by the U.S. [read post]
29 Jul 2019, 4:35 pm
A plaintiff shareholder filed a securities class action against Tibet, certain of its directors and officers, its offering underwriters, and Zou and Downs, alleging the defendants should be liable under Section 11 of the ’33 Act for material misrepresentations or omissions in the registration statement. [read post]
5 Jan 2020, 2:52 pm
Using the 2018 year-end number of exchange-listed U.S. publicly traded companies (4,406), and subtracting from the 404 federal court securities class action lawsuits the 22 suits that were filed against non-exchange listed defendants (for example, OTC and cryptocurrency companies), leaving 382 lawsuits against listed defendants, calculates to a 2019 litigation rate of 8.66%. [read post]
5 Jan 2020, 2:52 pm
Using the 2018 year-end number of exchange-listed U.S. publicly traded companies (4,406), and subtracting from the 404 federal court securities class action lawsuits the 22 suits that were filed against non-exchange listed defendants (for example, OTC and cryptocurrency companies), leaving 382 lawsuits against listed defendants, calculates to a 2019 litigation rate of 8.66%. [read post]
8 Sep 2017, 10:23 am
The company said hackers stole the credit card numbers for 209,000 consumers. [read post]
25 Aug 2010, 9:27 pm
In the case of a personal injury claim, there may be insurance companies, governmental agencies, law firms, medical experts and others enlisted to defend against your claims. [read post]
15 Jun 2014, 9:01 pm
Religious belief did not excuse restaurants or hotels from following our civil rights laws in the 1960s or an Amish employer from paying into the Social Security system in the 1980s. [read post]
28 May 2018, 10:13 am
On April 9, the Securities and Exchange Commission (SEC) issued an Investor Alert highlighting the risks of Ponzi schemes targeting senior investors. [read post]
6 Feb 2020, 8:04 am
” “The new directors sacked Alter Domus as the fund’s management company, and have since filed several lawsuits against it. [read post]
5 Aug 2021, 1:31 pm
The post Silver Law Group Investigating Claims On Behalf Of EcoVest Investors appeared first on Securities Arbitration Lawyers Blog. [read post]
19 Dec 2008, 5:23 pm
"We're pleased to see the Australian court validate Facebook as a reliable, secure and private medium for communication," the company said, obviously through a trained spokesbot. [read post]
27 Nov 2013, 1:20 am
Seemingly, the priest would be prosecuted under the National Security Law. [read post]
9 Feb 2022, 6:10 am
What review steps took place both at the project, and at various companies that relied on it? [read post]
4 Jul 2013, 1:47 am
Volkswagen was, and still is, a manufacturer of popular and very nippy motor cars, and Thales, a company that developed, made and sold security communications systems, applied to be allowed to join these proceedings as a second claimant. [read post]
21 Oct 2019, 12:14 am
Additional claims asserted in the name and right of the LLC sought damages against the defendant member. [read post]
29 Nov 2017, 4:23 pm
Now, with Clayton in charge, analysts predict that the Commission will continue to target individuals and file fewer actions against public companies. [read post]
1 Dec 2017, 2:55 pm
Now, with Clayton in charge, analysts predict that the Commission will continue to target individuals and file fewer actions against public companies. [read post]
2 Jan 2019, 10:26 am
” Instead, the new standard required that plaintiffs must “plausibly allege an alternative action that the defendant could have taken that would have been consistent with the securities laws and that a prudent fiduciary in the same circumstances would not have viewed as more likely to harm the fund than to help it. [read post]
3 Aug 2021, 2:46 pm
The Relevant Policy Language The primary policy defines the term “Securities Claim” to mean “any Claim, other than a civil, criminal, administrative or regulatory investigation of a Company, which, in whole or in part, is: brought by one or more securities holders of the Company, in their capacities as such, including derivative actions brought by one or more shareholders to enforce a right of the Company. [read post]
