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11 Jul 2017, 8:20 am
The Senate provided its advice and consent to ratification of seven treaties in 2016, including extradition treaties, mutual legal assistance treaties, the International Treaty on Plant Genetic Resources for Food an Agriculture, and the Convention on the Law Applicable to Certain Rights in Respect of Securities Held with an Intermediary (the “Hague Securities Convention”). [read post]
11 Jul 2017, 7:45 am
(FINRA Case #2016050259801) Legend Equities Corporation (CRD #30999, Palm Beach Gardens, Florida) submitted an AWC (Accept Waiver & Consent) in which the firm was censured and required to provide FINRA with a plan to remediate eligible customers who qualified for, but did not receive, the applicable mutual fund sales-charge waiver. [read post]
7 Jul 2017, 2:01 pm
Section 7 of the NLRA guarantees employees the right to “self-organization, to form, join, or assist labor organizations . . . and to engage in other concerted activities for the purpose of collective bargaining or other mutual aid or protection. [read post]
7 Jul 2017, 2:01 pm
Section 7 of the NLRA guarantees employees the right to “self-organization, to form, join, or assist labor organizations . . . and to engage in other concerted activities for the purpose of collective bargaining or other mutual aid or protection. [read post]
7 Jul 2017, 12:33 pm
Unfortunately, in many cases, the high sales commission may provide some brokers with enough incentive to make unsuitable investment recommendations. [read post]
7 Jul 2017, 8:12 am
Compared to traditional investments, such as stocks, bonds and mutual funds, REITs are significantly more complex and often better suited for sophisticated and institutional investors. [read post]
7 Jul 2017, 8:11 am
Unfortunately, the high sales commissions associated with non-traded REITs often provides some broker dealers with enough incentive to overlook suitability requirements. [read post]
7 Jul 2017, 7:09 am
The requirements for additional compensation would not apply when: The employer changes the start or end time of an employee’s work shift by 30 minutes or less; The employee mutually agrees with another employee to employee-initiated work shift swaps or coverage. [read post]
7 Jul 2017, 6:30 am
” Meanwhile, China’s Ministry of National Defense denounced the FONOP as a “serious offence” that “undermined mutual strategic trust and the political atmosphere for the development of mutual military relations. [read post]
7 Jul 2017, 5:48 am
Of course, these options aren’t mutually exclusive. [read post]
6 Jul 2017, 10:00 pm
All FSANZ decisions on standards are provided to ministers responsible for food regulation. [read post]
6 Jul 2017, 6:45 pm
The introduction of the OFC structure is a welcome development and should provide greater flexibility for investments funds and encourage fund managers to choose Hong Kong as a preferred jurisdiction for fund domicile, particularly if they want the fund to qualify for retail distribution in Mainland China under the Mainland-Hong Kong Mutual Recognition of Funds initiative. [read post]
6 Jul 2017, 1:38 pm
■ Our friends at Cornerstone have an update and explanation of the Social Security Number removal initiative (SSNRI), part of 2015's "“Medicare Access and CHIP Reauthorization” (MACRA).The bottom line is that CMS will begin issuing new kinds of ID for Medicare beneficiaries, in an effort to hold down identity theft.Also known as: major headache for providers.■ As co-blogger Patrick reported this past Spring, the Small Business Health Options Program (SHOP)… [read post]
6 Jul 2017, 9:15 am
Brake’s employment at Sobeys and McDonald’s were not mutually exclusive. [read post]
6 Jul 2017, 5:24 am
For example, one recent innovation is the possible development of mutual fund “clean shares. [read post]
6 Jul 2017, 3:46 am
At worst, TOPDOC is highly suggestive of Applicant’s services, which provide information about and referrals to leading or highly rated physicians, but falls short of being merely descriptive as articulated by the Examining Attorney.The Board observed that the descriptive" and "suggestive" are not mutually exclusive. [read post]
5 Jul 2017, 7:07 am
” In addition, she resisted the request for a court-appointed arbitrator because the clause provided for a person “mutually agreed” on by the parties. [read post]
5 Jul 2017, 5:33 am
The mutual goal of this agreement is to work together to ensure that ASCAP members get paid more fairly and accurately for the use of their music on YouTube. [read post]
3 Jul 2017, 2:44 pm
The comment period will end on July 30, 2017, but an implementation date was not provided. [read post]
3 Jul 2017, 12:25 pm
And for the support of this Declaration, with a firm reliance on the protection of divine Providence, we mutually pledge to each other our Lives, our Fortunes and our sacred Honor. [read post]
