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22 Sep 2023, 2:05 pm by Alan Rosca
From 2008 to 2009, Kemp reportedly was registered as a broker with Next Financial Group, Inc., in its Corpus Christi, Texas office. [read post]
22 Oct 2021, 6:20 am
Posted by Alberto Manconi (Bocconi University), on Monday, October 18, 2021 Tags: Agency costs, Information asymmetries, Information environment, Insurance, Securities litigation, Settlements Preparing for Potential Updates to HCM & Board Diversity Disclosure Requirements Posted by Sophia Hudson, Kirkland & Ellis LLP, on Monday, October 18, 2021 Tags: Board composition, Boards of… [read post]
10 Nov 2017, 6:22 am
, Pay for performance, Poison pills, Proxy advisors, Shareholder voting, Surveys Voting Rights and Index Inclusion Posted by BlackRock, Inc., on Thursday, November 9, 2017 Tags: Accountability, Capital structure, Control rights, Disclosure, Dual-class stock, Index funds, Institutional Investors, Long-Term value, Management, Securities regulation, Shareholder rights, Shareholder voting Governance… [read post]
Specifically, Ticketmaster was required to “license its primary ticketing software to a competitor” (Anschutz Entertainment Group, “the second-largest concert promoter and operator of major venues”) and sell off its Paciolan Inc. ticketing unit. [read post]
9 Mar 2020, 7:46 am by Brenda Fulmer
Eisai Inc. had the exclusive right to market and distribute lorcaserin in the United States since 2012 and took over complete control of the drug, including regulatory compliance and safety monitoring, in 2017. [read post]
5 Jul 2023, 7:35 am by Dan Bressler
.'” “Ex-McKinsey Partner Who Traded on Goldman Deal Seeks Release From Prison” — “A former McKinsey & Co. partner who pleaded guilty to insider trading on a Goldman Sachs Group Inc. acquisition said conflicts of interest and mistakes by his defense lawyers merit his release from prison. [read post]
In a recently settled FCPA enforcement action against NATCO Group, Inc., the SEC specified that the relatively small civil penalty assessed against the company was due, in large part, to the company’s cooperation and remedial efforts (learn more here). [read post]
21 Jul 2011, 2:00 am by Kara OBrien
File No. 3-13655, Initial Decision (Sept. 8, 2010). [2] Consulting Services Group, LLC, Advisers Act Release No. 2669 (Oct 4, 2007). [3] Trautman Wasserman & Company, Inc. [read post]
23 Jan 2010, 4:00 am
– SABIP report ‘Changing Attitudes & Behaviours in the ‘Non-Internet’ Digital World and their Implications for Intellectual Property’ (IPKat) (1709 Copyright Blog)   United States US General United States moves to promote internet freedom, ‘knowledge commons’, response to google.cn controversy (IP Watch) (China Hearsay) (China Hearsay)   US General – Lawsuits and strategic steps Microsoft - Lawsuit accusing Microsoft of misleading… [read post]
9 Jul 2021, 5:50 am
Schloetzer (Georgetown University), and Francine McKenna (American University), on Wednesday, July 7, 2021 Tags: Boards of Directors, COVID-19, Diversity, Executive turnover, Firm performance, Management, Manager characteristics, Succession Indirect Investor Protection Posted by Holger Spamann (Harvard Law School), on Wednesday, July 7, 2021 Tags: Capital markets, Information asymmetries, Information environment, Investor… [read post]