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25 Apr 2022, 12:32 pm
The pitch was allegedly made to a number of businesses, including eye doctors, McDonald’s franchisees and payroll companies. [read post]
24 Jul 2015, 1:38 pm
The company also entered into a five-year Corporate Integrity Agreement (CIA) with the Department of Health and Human Services Office of Inspector General. [read post]
12 Mar 2013, 10:24 pm
The general awareness of D&O related liability risks amongst the Indian corporate sector and the financial services industry has given an opportunity to the Indian insurance industry to provide insurance solutions to cater to the need of their clients. [read post]
13 Jun 2024, 9:01 pm
The SEC oversees the Public Company Accounting Oversight Board (PCAOB), the Financial Industry Regulatory Authority (FINRA), the Municipal Securities Rulemaking Board (MSRB), the Securities Investor Protection Corporation (SIPC), and the Financial Accounting Standards Board (FASB). [read post]
6 Dec 2023, 6:41 am
The lawyers or paralegals providing those services would have the corresponding obligation under the CTA to register with FinCEN as a company applicant for the client. [read post]
7 May 2024, 12:30 pm
In its opinion, the Supreme Court made it clear that a worker need not provide services to a company in the transportation industry to be considered an interstate transportation worker; to the contrary, it ruled that an individual can provide services to a company in an industry other than transportation and still invoke the interstate transportation worker exemption. [read post]
13 Jun 2008, 4:50 pm
As Associate Counsel, the attorney will have primary or support responsibilities for a wide range of retail brokerage and fund distribution activities, including: - Drafting and negotiating mutual fund supermarket service agreements. - Advising on the distribution and marketing of investment products and services, including mutual funds, annuities and 529 Plan securities. - Working with the Compliance Department and business units to interpret and implement FINRA, MSRB and SEC… [read post]
22 Feb 2010, 1:52 pm
Human Capital: People on the move, Feb. 3 [Boston Business Journal] Human Capital: People on the Move, Feb.19 [Boston Business Journal] Goodwin Procter Welcomes New Corporate Partner [Goodwin Procter] Cooley Adds Leading Corporate Partner in Boston (cached version) [Cooley Godward] Venture capital - Business - Cooley Godward - Financial Services - Cooley Godward Kronish LLP [read post]
2 Feb 2016, 1:15 pm
In the most recent case, on 7 January 2016, the Norges Bank decided to exclude the Chinese company ZTE Corporation, one of the world’s five largest producers of telecommunications equipment and network solutions, from the investment universe of the GPFG. [read post]
13 Apr 2010, 11:05 am
The Financial Industry Regulatory Authority is a private corporation funded by the financial industry as an independent regulator The FINRA fine against Davidson is relatively small compared to fines that have been levied against other companies for data breaches. [read post]
24 Oct 2011, 7:51 am
As a company that researches lawyers every day, Super Lawyers hears many inspiring stories. [read post]
17 Jan 2012, 3:00 am
Deer was a public company. [read post]
25 Apr 2014, 1:13 pm
Smaller companies are focused on delivering similar Wi-Fi solutions to MDUs. [read post]
23 Jul 2009, 7:33 am
” Article: Posted in Company News Tagged: call centers, Charter Communications, customer service, Linkedin [read post]
14 Feb 2012, 9:37 am
” For the last three years, the staff of the SEC’s Corporation Finance Division has allowed companies to omit all of the proposals on net neutrality that they have challenged. [read post]
29 Jul 2014, 5:04 pm
The court took special care to make clear that just because a company with government ties is performing a “commercial service” does not insulate the company from being deemed an “instrumentality” under the FCPA. [read post]
20 Jul 2020, 3:03 am
One of the many outcomes of creating committees this way would look like this: Customers Committee: Focus on sales of products and services, go-to-market strategy, customer satisfaction, product safety, R&D, and innovation. [read post]
18 Jun 2016, 6:16 pm
This press release does not include recalled products distributed to food service accounts in bulk containers and recalled products distributed to food service accounts in Canada and Japan. [read post]
20 Sep 2020, 7:26 pm
Under Revlon, the court must examine whether the directors of the corporation have performed their fiduciary duties “in the service of a specific objective: maximizing the sale price of the enterprise” in a change-of-control situation. [read post]
16 Nov 2007, 5:38 am
(added 11/19/2007) (1) Given that Cybersettle Structured Settlements web site was created in late 2007 and given that Pressman Settlements Corporation, a company of which Elizabeth Pressman is President, advertises that it has a Florida office don't you think she/they would know that AFTL was renamed the Florida Justice Association ? [read post]
