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14 Mar 2011, 4:35 pm
How to Earthquake-Proof Your International Business Agreements with a Force Majeure Clause - Florida attorney Santiago Cueto of Cueto Law Group on his blog International Business Law Advisor Verizon Wireless Files RICO Suit against Mobile Marketers, Alleges Deception and Fraud in Evasion of MMA Guidelines Requirements for Short Code Campaigns - New York lawyer Jeff Neuburger of Proskauer Rose in the firm's New Media & Technology Law Blog Two New General Counsel… [read post]
14 Mar 2011, 12:27 pm
For now, BDLawBlog.com is pleased to present you Amy's post: The Best Social Media Compliance Products for Financial Professionals As a financial advisor compliance can be a nightmare...especially when it comes to social media. [read post]
13 Mar 2011, 11:12 am
Consumer Assembly 2011 will have two new features: A special emphasis on consumer protection, financial services, and health and safety. [read post]
13 Mar 2011, 10:07 am
Therefore, if your financial advisor is not talking to you about protecting your assets from the nursing home your financial advisor or insurance agent is not familiar with long-term care and long-term care insurance. [read post]
13 Mar 2011, 9:02 am
Investors suffering losses in Inverse and Leveraged Exchange Traded Funds may have claims against their stockbrokers or financial advisors for failure to disclose risk or perform due diligence. [read post]
11 Mar 2011, 2:28 pm
Municipal bonds are held primarily by individuals, not by financial institutions. [read post]
11 Mar 2011, 9:33 am
In order to provide services to potentially millions of users, service providers necessarily must make multiple copies of content at several stages of their technical processes. (7) ? [read post]
11 Mar 2011, 9:31 am
For example, In February, 2010, FINRA levied a $200,000 fine on H&R Block Financial Advisors (n/k/a Ameriprise Advisor Services) for improper supervision in the sale of reverse convertible notes to individual investors. [read post]
11 Mar 2011, 4:20 am
Adult children who would like to use a GRAT to pass wealth up to their parents or grandparents should consult with a financial or estate planning advisor sooner rather than later. [read post]
10 Mar 2011, 1:22 pm
Section 975 directs the SEC to set up an effective registration and examination program for municipal financial advisors. [read post]
9 Mar 2011, 12:23 pm
Section 975 of Dodd-Frank directs the SEC to set up an effective registration and examination program for municipal financial advisors. [read post]
9 Mar 2011, 11:49 am
And let us not forget the elder advisors: attorneys; wealth managers; financial planners, accountants, mediation services, and fiduciary services; elder care workers; and transition specialists. [read post]
9 Mar 2011, 9:44 am
Adult children who would like to use a GRAT to pass wealth up to their parents or grandparents should consult with a financial or estate planning advisor sooner rather than later. [read post]
9 Mar 2011, 9:29 am
Adult children who would like to use a GRAT to pass wealth up to their parents or grandparents should consult with a financial or estate planning advisor sooner rather than later. [read post]
9 Mar 2011, 8:15 am
In February 2010, the Financial Industry Regulatory Authority (FINRA) fined H&R Block Financial Advisors, Inc. [read post]
9 Mar 2011, 6:19 am
Investors suffering losses in the Oppenheimer Rochester Funds may have claims against their stockbrokers or financial advisors for failure to perform due diligence. [read post]
7 Mar 2011, 12:17 pm
In re American Express Financial Advisors Securities Litig., Civil Action No. 1-04-cv-1773 (S.D.N.Y.). [read post]
7 Mar 2011, 4:58 am
With smaller estates, it may be difficult to find an bank or trust company willing to serve as your fiduciary, so the selection of the right individual is even more important.Given all the mergers and take-overs in the financial services industry, rather than name a specific bank or trust company, consider naming a trusted friend or advisor to select an appropriate professional executor or trustee, whether individual or institutional.Choosing your fiduciary is one… [read post]
6 Mar 2011, 1:52 pm
Kobayashi's alleged scheme began in 2004, while he was an adviser at UBS Financial Services, Inc., when he convinced several clients to invest in a pooled fund that was used to make viatical investments. [read post]
6 Mar 2011, 1:30 pm
Plus many more speakers from companies such as Kenmare Assignment Company, First Capital, Liberty Mutual, Synergy Settlement Services, Sequence Media Group and others. [read post]
