Search for: "Hedge Fund Attorney"
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2 Sep 2022, 2:15 pm
As the name suggests, it’s an alternative form of fundraising by hedge funds as well as startups and companies who aren’t ready to or interested in issuing an IPO (initial public offering.) [read post]
17 Jul 2019, 8:55 am
It should be noted that Krasner was elected with over $1.4 million in contributions from liberal hedge-fund billionaire George Soros. [read post]
30 Apr 2012, 12:22 pm
Olshan defended hedge fund Accipiter Life Sciences Fund II (QP) L.P. in a suit brought by an investor, which was finally dismissed. [read post]
24 Jun 2019, 6:54 am
FINRA found that Kielczewski participated in multiple private securities transactions through which four firm customers invested over $10 million in the hedge fund without providing prior written notice to his firm. [read post]
6 Apr 2007, 7:17 am
This author believes that Bracy's argument matches the will and financial might of factoring companies, fueled by hedge funds with too much money on their hands, who are seduced by the double digit returns they can make investing in structured settlement payment rights, which are primarily AA or AAA rated assets. [read post]
30 Sep 2011, 12:28 pm
The hedge funds maintained that their trading procedures did not exploit the confidentiality periods. [read post]
27 Jun 2013, 9:35 pm
On the other side are those investors that were lucky enough to exit the hedge fund with their money and a profit. [read post]
4 Sep 2011, 11:27 am
Securities litigation and arbitration cases are prosecuted and defended by securities attorneys on behalf of various parties including shareholders, private and publicly-traded companies, officers, directors, and senior management, individuals and institutional investors, stock brokers, brokerage firms, broker-dealers, underwriters, investment banks, pension funds, and hedge funds. [read post]
19 Feb 2025, 6:17 am
The findings stated that Kavinsky also falsified the consolidated account statements for at least six of these customers to reflect that he had invested a portion of their funds in a hedge fund, even though he had not made any such investments. [read post]
24 Jul 2023, 7:34 am
The firm’s lengthy client roster includes hedge fund giant Citadel, whose founder Ken Griffin donated $1 million to Suarez’s state campaign earlier this year. [read post]
22 Apr 2020, 3:35 pm
Tangen is the founder of the UK-based (and Cayman Islands registered) hedge fund AKO Capital. [read post]
24 Feb 2011, 7:06 am
In just one instance of alleged insider trading, two hedge funds pulled in $2 million in profits nearly overnight. [read post]
24 Jul 2009, 4:43 pm
National Arbitration Forum, No. 27-09-18550, claims “a group of New York hedge funds managed by Accretive LLC in 2006 and 2007 invested in the arbitration company and also acquired a majority stake in a debt collection agency called Axiant LLC. [read post]
22 Nov 2010, 8:25 am
For purposes of this section, (1) Committed capital means any commitment pursuant to which a person is obligated to acquire an interest in, or make capital contributions to, the private fund. (2) Equity securities has the same meaning as in section 3(a)(11) of the Securities Exchange Act of 1934 (15 U.S.C. 78c(a)(11)) and § 240.3a11-1 of this chapter. (3) Publicly traded means, with respect to a company, being subject to the reporting requirements under section 13 or 15(d) of the… [read post]
31 Jul 2023, 11:43 am
These may include stocks, bonds, mutual funds, hedge funds, and other investment vehicles. [read post]
13 Jul 2010, 7:40 am
This stand alone bill was dedicated to the topic of unemployment benefits without being weighed down by the multiple other issues regarding banks, hedge fund manager regulation, etc. [read post]
8 Jul 2019, 10:25 am
The action alleged securities fraud in the sale of securities, as well as other violations of the New Jersey Uniform Securities Laws, by defendants Osiris Fund Limited Partnership (a hedge fund), Peter Zuck, and others. [read post]
19 Oct 2007, 2:47 am
As noted in the article, both the New York and Ohio attorneys general are investigating losses faced by Bear Stearns' subprime hedge fund, which we reported on earlier (see here).While many fear an increase in D&O and E&O claims as a result of these investigations, some believe that the real threat is in the defense costs necessary to defend these suits. [read post]
29 Dec 2010, 8:17 am
The remaining $16 million was invested in various hedge funds and other speculative investments not authorized by or disclosed to investors, such as film production companies and oil and gas drilling deals. [read post]
17 Sep 2009, 1:13 pm
You should discuss this issue with an attorney. **** Please contact us if you have any questions or would like to start a hedge fund. [read post]
