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6 May 2016, 6:15 am
Halper, Orrick, Herrington & Sutcliffe LLP, on Wednesday, May 4, 2016 Tags: Accounting, Capital formation, Financial reporting, Firm valuation, Internal auditors, Internal control, Investor protection, Regulation S-K, Reporting regulation, SEC, Securities enforcement, Securities fraud, Securities Regulation,Settlements Corporate Resilience to Banking Crises Posted by Ross Levine, University of California, Berkeley, on Thursday, May 5, 2016 Tags: Banks, Behavioral finance, Corporate… [read post]
20 Nov 2013, 3:24 am by Broc Romanek
This comprehensive "Description of Securities Disclosure Handbook" provides a heap of practical guidance about how to deal with Item 202 of Regulation S-K. [read post]
15 May 2009, 8:22 am
Yeah, but what if Harry Frazee had bought Ruth and Gehrig away from the Yankees for the Red Sox? [read post]
18 Sep 2022, 5:08 am by SHG
I picture a super popular K-Pop/HipHop documentary directed by Harry Styles that starts a worldwide trend of everyone marrying someone different looking and ten generations later we’re all looking like Mariah Carey, Dwayne “the Rock” Johnson, or Bruno Mars, only more so. [read post]
6 Dec 2019, 5:43 am
Chamber of Commerce, on Monday, December 2, 2019 Tags: Climate change, Disclosure, Environmental disclosure, ESG, Institutional Investors, Risk, Sustainability Diversity of Shareholder Stewardship in Asia: Faux Convergence Posted by Gen Goto (University of Tokyo), Alan K. [read post]
3 Jan 2020, 5:37 am
Stocks 1994-2019 Posted by Holger Spamann and Colby Wilkinson (Harvard Law School), on Thursday, January 2, 2020 Tags: Disclosure, Filings, Form 10-K, Incorporations, Public firms, SEC, State law Statement by Chairman Clayton on the Role of Audit Committees in Financial Reporting and Oversight Responsibilities Posted by Jay Clayton, U.S. [read post]
5 Jun 2012, 7:02 pm by FDABlog HPM
Thomas Rosch – penned a letter to Senate Majority Leader Harry Reid (D-NV) and Senate Republican Leader Mitch McConnell (R-KY) expressing opposition to the inclusion of two provisions in S. 3187, the FDA Safety and Innovation Act, concerning patent settlement agreements (referred to in the letter as Pay-For-Delay (“PFD”) agreements) and Risk Evaluation Mitigation Strategies (“REMS”). [read post]
6 Jul 2008, 8:12 pm
" * The American Lawyer's Richard Peck alerts us that K&L Gates is now the official name of Kirkpatrick & Lockhart Preston Gates Ellis. [read post]
3 Feb 2008, 10:32 am
Nevada Supreme Court: Seat D - Mark Gibbons, Thomas Christensen Seat B - Don Chairez, Deborah Schumacher, Mary "Kris" Pickering, Nancy Allf Clark County District Court Judges Uncontested District Court Dept. 1 - Ken Cory District Court Dept. 2 - Valorie Vega District Court Dept. 3 - Douglas Herndon District Court Dept. 4 - Kathy Hardcastle District Court Dept. 5 - Jackie Glass District Court Dept. 9 - Jennifer Togliatti District Court Dept. 11 - Betsy Gonzalez District Court Dept. 13 -… [read post]
29 Jan 2016, 6:07 am
Eisenberg, K&L Gates LLP, on Sunday, January 24, 2016 Tags: Broker-dealers, Compliance and disclosure interpretation, Corporate fraud, Disclosure, Investor protection, Liability standards, Misconduct, Misreporting, SEC, SEC enforcement, Securities damages, Securities Regulation 2015 Securities Law Developments Posted by Jason M. [read post]
8 Dec 2017, 8:54 am by Tammy Binford
Even if employers are barred from requiring arbitration, the problem of secrecy may not be solved, according to Stephanie K. [read post]
24 Oct 2012, 3:11 am by Robert Kraft
“We’re not gaining any ground here,” Eric K. [read post]
21 May 2020, 2:35 pm by Kevin LaCroix
For example, a reduction in base salary may affect the aggregate amount of an employee’s contributions to defined contribution retirement plans (e.g., 401(k) plans). [read post]