Search for: "Registration Private (3)"
Results 621 - 640
of 4,734
Sorted by Relevance
|
Sort by Date
10 Sep 2012, 6:18 pm
Firstly you can seek registration of the fund for sale to the public. [read post]
10 Sep 2012, 6:18 pm
Firstly you can seek registration of the fund for sale to the public. [read post]
13 Feb 2015, 6:50 am
On December 13, 2012, LPI, filed a Form U5 terminating Baldinger’s registration. [read post]
2 Feb 2012, 4:05 pm
Brooks, M.D., J.D., FCLM 3:15 – 3:30 pm BREAK 3:30 – 4:30 pm A View from the Bench: Ethical Issues in Legal Writing and Advocacy Before the Court in an Electronic World Moderator:Hon. [read post]
21 Dec 2011, 9:11 am
” The full program and registration materials are available here. [read post]
16 Oct 2012, 12:35 pm
You can learn more about the private placement exemption here. [read post]
8 Mar 2011, 7:25 am
How to Comment on the Proposed Regulation CIS is accepting written comments on the proposed rule for a 60-day period, from March 3 to May 2, 2011. [read post]
19 Feb 2015, 1:30 pm
Mergers and acquisitions (M&A) dealers and their agents are exempt from registration when effecting a qualified M&A transaction. [read post]
19 Aug 2012, 4:07 pm
This means that a company cannot utilize equity compensation without either registering the securities that are issued to service providers or finding an exemption from registration. [read post]
20 Jun 2017, 3:18 pm
Primarily for the reason I explain in Point 3, below—and the fact that registration is not only government speech, but also a formal, legally enforceable reallocation of speech rights among private parties—I tend to agree with the Court’s ultimate judgment. [read post]
31 Oct 2011, 10:59 am
NOTE: Firms managing a private fund should email a copy of their annual fund audit, if applicable, to elizabeth.Smith@dfi.wa.gov within 120 days of their fiscal year-end. [read post]
13 Aug 2015, 5:17 pm
A 501(c)(3) organization may advance its “charitable” purpose through international activities. [read post]
6 Oct 2014, 7:11 am
Some of that can be chalked up to moving from pre-registration materials to post-registration requirements. [read post]
14 Jul 2010, 4:17 pm
Getting into specifics, the main tenets of Title IV are: Private Fund defined: an issuer that would be an “investment company” under Section 3 of the Investment Company Act but for the exemptions provided by Section 3(c)(1) and 3(c)(7). [read post]
2 Nov 2020, 1:07 am
The latest issue of the „Praxis des Internationalen Privat- und Verfahrensrechts (IPRax)“ features the following articles: C. [read post]
27 Feb 2017, 9:00 am
While I agree with him, that the registration requirements do little to protect investors and are a huge burden on small businesses and broker-dealers, is the answer to simply abandon investor qualifications and allow anyone to invest in high risk private placements? [read post]
5 Apr 2018, 4:44 am
Alex Mills, Reader in Public and Private International Law at University College London, on the topic: “Party Autonomy in Private International Law: The Privatisation of Global Governance? [read post]
21 Apr 2021, 4:52 am
On 20 April 2021, the Financial Action Task Force (FATF) hosted a meeting of its private consultative forum to discuss its ongoing work streams concerning virtual assets. [read post]
27 Apr 2015, 6:29 am
Private placement securities are offered through the Regulation D exemption for securities registration. [read post]
5 Apr 2010, 10:21 am
First, resales can threaten to bring the number of shareholders to over 500, triggering full-fledged registration requirements under 12(g) of the Securities Exchange Act. [read post]
