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14 Oct 2022, 6:32 am
The views expressed in this post are those of Commissioner Peirce and do not necessarily reflect those of the Securities and Exchange Commission or its staff. [read post]
13 Oct 2022, 6:12 am
(By way of observation, SEC staff already do something like this in the context of SEC staff comment letters, where virtually any topic, including accounting topics, may trigger a set of staff comments to a company based on a comparison of publicly available information to information provided by a company in its SEC filings).Moreover, Munter said auditors should emphasize entity-level controls. [read post]
9 Oct 2022, 7:22 pm
Some Lego pieces involve a single lawyer; others are leveraged, involving one or more partners who keep several associates, paralegals, and staff busy; most are external facing, but some are internal and enable the growth and stability of other practices; but all of them, for the most part, pull their own economic weight. [read post]
7 Oct 2022, 9:00 am
The position includes administrative responsibilities and staff supervision. [read post]
7 Oct 2022, 4:00 am
Court of Appeals for the 11th Circuit granted the Justice Department’s request to keep about 100 classified documents separate from a review of documents being conducted by a court-appointed legal expert, called a special master. [read post]
6 Oct 2022, 5:40 pm
This move is likely to ease the pressure on their overburdened review staff by creating an organic reference Q&A for industry without having to create and iterate a new series of guidance documents. [read post]
6 Oct 2022, 1:40 pm
” On January 20, Donald Trump became President and, pursuant to general instructions issued by his Chief of Staff Reince Priebus, the rule was withdrawn from the Federal Register and never heard from again. [read post]
6 Oct 2022, 12:51 am
Federal Trade Commission may decide by late November, FTC staff reportedly has "significant concerns"A Seeking Alpha article refers to a DealReporter story according to which the FTC's review is currently at the staff level, but with staff (according to unnamed sources) having concerns, it will be escalated to the Bureau of Competition and finally to the five commissioners in the weeks ahead. [read post]
5 Oct 2022, 6:15 am
FIA submitted the comment letter in response to the CFTC’s review of a pending proposal by KalshiEx to list political event contracts.KalshiEx proposal to list contracts. [read post]
5 Oct 2022, 4:11 am
We will also discuss a number of the steps that you can take to reduce your organization’s level of regulatory and enforcement risk. [read post]
4 Oct 2022, 9:56 pm
Agencies largely carried out the executive orders without realigning personnel, instead choosing to assign to existing staff new responsibilities—such as membership on the required regulatory reform teams. [read post]
3 Oct 2022, 5:16 am
By avoiding specificity and stumbling over its own words during enforcement down the road, broad regulatory language allows the party to choose the time and place of oversight. [read post]
2 Oct 2022, 3:28 pm
” SEC staff, in reviewing nearly 7,000 annual reports submitted in 2019 and 2020, found that a third included some disclosure related to climate change risk (where presumably after consideration the other two-thirds concluded there was no material climate change risk requiring disclosure). [read post]
30 Sep 2022, 10:49 am
Judicial Legal Aid Staff Attorney. [read post]
29 Sep 2022, 4:04 pm
It presents a comprehensive review of the dozens of new legal service entities authorized in Utah and Arizona, providing a much-needed empirical grounding for ongoing policy debates. [read post]
29 Sep 2022, 6:15 am
A key aspect of the GOP agenda is to legislatively lock in SEC guidance and rules on testing-the-waters and the confidential submission of draft registration statements for SEC staff review. [read post]
29 Sep 2022, 6:03 am
Enhancing team resources, upskilling staff, and identifying inefficiencies can create additional capacity to satisfy the new requirements and allow staff to allocate more time to higher-value work and analysis. [read post]
28 Sep 2022, 9:05 pm
”The post Targeting Families to Regulate Migration first appeared on The Regulatory Review. [read post]
26 Sep 2022, 9:08 pm
But through the efforts of the agency’s Director General, Board of Governors, and nuclear experts, the IAEA remains committed to the safety and security of the Zaporizhzhya nuclear power plant in Ukraine.The post International Condemnation of Russian Nuclear Occupation first appeared on The Regulatory Review. [read post]
26 Sep 2022, 9:04 pm
We need to learn from these lessons to think about not only how to halt recidivism, but also how to treat small and big firms equally when it comes to enforcement actions.The post Lessons from the FTC’s Facebook Saga first appeared on The Regulatory Review. [read post]
