Search for: "Walling v. Frank"
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9 Jun 2018, 11:15 am
Milward v. [read post]
3 Jun 2014, 12:39 pm
Most tellingly, it would reverse Buckley v. [read post]
29 Nov 2017, 4:23 pm
The President’s initial budget proposal to Congress for fiscal year 2018 essentially froze the SEC’s budget at $1.6 billion and eliminated the agency reserve fund established by the Dodd Frank Act. [read post]
22 Nov 2010, 10:05 am
This FINRA initiative comes on the heels of the passage of the Dodd-Frank Wall Street Reform and Consumer Protect Act, which requires the SEC to, among other things, conduct a study on what obligations broker-dealers have to their customers and make rules establishing fiduciary duties for broker-dealers. [read post]
6 Apr 2009, 3:24 am
V. [read post]
1 Dec 2017, 2:55 pm
The President’s initial budget proposal to Congress for fiscal year 2018 essentially froze the SEC’s budget at $1.6 billion and eliminated the agency reserve fund established by the Dodd Frank Act. [read post]
28 Dec 2015, 2:51 am
In Europe, The Court of Justice of the European Union ruled that the consent of a copyright holder does not cover the distribution of an object incorporating a work where that object has been altered after its initial marketing to such an extent that it constitutes a new reproduction of that work (Case C‑419/13, Art & Allposters International BV v Stichting Pictoright) with Eleonora opining that the decision means that that there is no such thing as a general principle of… [read post]
14 Jul 2009, 6:37 am
I see Leo mounted on Steele's wall. [read post]
9 Mar 2020, 1:21 pm
FDA Licensure Process and U.S. [read post]
6 Jan 2015, 4:14 am
As discussed here, in Public Employees’ Retirement System of Mississippi, v. [read post]
5 Jan 2011, 1:17 am
In addition, the Wall Street Journal reported in November that the FDIC is conducting fifty criminal investigations against directors, officers and employees of failed banks. [read post]
3 Nov 2013, 8:05 pm
Gawker and Sheldon v. [read post]
24 Mar 2024, 9:01 pm
I was working on Wall Street at the time. [read post]
16 Feb 2011, 2:16 pm
Transparency and the natural resource curse: examining the new extraterritorial information forcing rules in the Dodd-Frank Wall Street Reform Act of 2010. 41 Geo. [read post]
21 Jun 2022, 1:06 am
Last week saw promulgation of Gallagher v Gallagher (No.1) (Reporting Restrictions) [2022] EWFC 52, a summary of which you can find here. [read post]
29 Dec 2017, 7:34 am
And if Rupert Murdoch has seen the writing on the wall, shouldn't we all? [read post]
2 Mar 2017, 2:09 pm
The Wall Street Journal further reported that “U.S. investigators have examined contacts Attorney General Jeff Sessions had with Russian officials during the time he was advising Donald Trump’s presidential campaign. [read post]
18 Jul 2011, 2:00 am
Non-Enforcement Matters New Investment Adviser Rules On June 22, 2011, the SEC adopted certain rules and amendments that implement various federal securities initiatives focusing on investment advisers under the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank). [read post]
28 Sep 2023, 9:22 am
Three years ago, in Seila Law v. [read post]
8 Jul 2022, 12:30 pm
The case threatens to undermine Caniglia v. [read post]
