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20 Apr 2015, 4:00 am
Following the investigation of an internal fraud, owners and managers of companies need to rethink how they do business. [read post]
25 May 2010, 1:43 pm
A smaller company is going to have fewer middle managers. [read post]
1 Jun 2017, 7:04 am
In an investment, key areas of negotiation include: Governance Rights: Governance rights deal with an investor’s right to manage the company. [read post]
1 Jun 2017, 7:04 am
In an investment, key areas of negotiation include: Governance Rights: Governance rights deal with an investor’s right to manage the company. [read post]
1 Jun 2017, 7:04 am
In an investment, key areas of negotiation include: Governance Rights: Governance rights deal with an investor’s right to manage the company. [read post]
20 Jan 2016, 1:02 pm
Breeden before joining the Division of Investment Management in 1993.Ms. [read post]
21 Mar 2020, 6:58 am
Understanding the risks to the company and its stakeholders from the COVID-19 pandemic, and discussing, as a board, management’s strategies for minimizing and mitigating these risks. [read post]
24 Feb 2011, 1:07 pm
In all insurance claims cases the insurance company must use good faith and honest judgment or must use that level of care and diligence which a person of ordinary prudence would exercise in the management of his own business. [read post]
10 Jun 2021, 3:30 am
Your company’s flexible work policy permits telework, flexible hours, and part-time work and with manager approval. [read post]
11 Jan 2016, 11:12 am
Riewe has overseen a staff of nearly 80 attorneys, industry experts, and other professionals responsible for conducting investigations into investment advisers, investment companies, and private funds. [read post]
10 Jan 2012, 2:27 am
Have you made it your New Year’s resolution to practice better risk management at your Firm this year? [read post]
23 Dec 2013, 8:49 am
The SEC recently announced that it will be hosting a national compliance outreach seminar for investment companies and investment advisers. [read post]
17 Jul 2019, 6:00 am
As index funds are currently growing more quickly than actively managed funds, some critics have expressed concern about increasing concentration of public company ownership in the hands of index fund managers. [read post]
9 Feb 2012, 12:06 am
Specifically, the Opposition states that each of the member companies: (1) directed CRA’s activities through their voting presence on its board; (2) actively managed CRA’s formulation and execution of the false advertising campaign, (3) co-funded the campaign; and (4) ratified and endorsed the campaign messages apart from the CRA campaign. [read post]
6 Oct 2021, 6:00 am
(ImagineShare is owned by ProfitSolv, the company that acquired Rocket Matter last year, and that earlier this year acquired Tabs3 Software.) [read post]
8 Jul 2024, 6:00 am
The company partners closely with customers to ensure its AI offerings are accurate, unbiased and aligned with the latest AI governance best practices. [read post]
20 Nov 2012, 5:01 am
[T]he policy banned employees from engaging in negative electronic discussion during “Company time. [read post]
8 May 2012, 6:03 am
However, the survey found that when asked “what is your primary goal for plan management in 2012? [read post]
2 May 2018, 11:46 am
I also offer competition and regulatory law compliance, education and policy services to companies, trade and professional associations and government agencies. [read post]
31 Aug 2022, 11:36 am
However, in April of 2021, the Supreme Court decided AMG Capital Management, LLC v. [read post]