Search for: "DIVISION OF RISK MANAGEMENT"
Results 641 - 660
of 5,183
Sorted by Relevance
|
Sort by Date
3 Nov 2022, 6:32 am
I’d like to thank the members of the SEC staff who worked on this rule, including: Christian Corkery, David Driscoll, Nathan Schuur, Tim Dulaney, Trevor Tatum, Bradley Gude, Angela Mokodean, Brian Johnson, Sarah ten Siethoff, and William Birdthistle in the Division of Investment Management; Hanna Lee, Andrew Glickman, PJ Hamidi, Gregory Scopino, Alex Schiller, Julie Marlowe, Michael Willis, and Jessica Wachter in the Division of Economic Risk and Analysis;… [read post]
19 Jul 2022, 11:55 am
Further, they were taking a risk that the market value would stay high. [read post]
30 Aug 2011, 4:49 pm
FDA intends to evaluate processes through which sponsors may voluntarily submit monitoring plans to the appropriate FDA review division and request feedback. [read post]
9 Sep 2012, 9:58 am
In December, at the Joint meeting of the Reproductive Health Drugs Advisory Committee and the Drug Safety and Risk Management Advisory Committee of the Food and Drug Administration, oral contraceptives containing drospirenone, approved since 2001, were discussed in detail. [read post]
25 Feb 2014, 5:30 am
©2014 Amaxx Risk Solutions, Inc. [read post]
15 Mar 2017, 6:54 am
By Jacquelyn LumbPanelists at the Practising Law Institute’s recent conference on corporate governance listed among the current hot topics as board compensation, climate change, the rise of proxy access, board refreshment, and risk management. [read post]
25 Jul 2022, 5:00 am
As an example, he noted the SEC’s charges against BNY Mellon Investment Adviser, Inc. for misstatements and omissions about ESG considerations in certain mutual funds it managed. [read post]
8 Mar 2012, 7:39 pm
Leppink, Deputy Wage and Hour Administrator, Wage and Hour Division, U.S. [read post]
27 Aug 2010, 11:52 am
But ICE, a branch of DHS, is facing intensified resistance from agency middle managers and attorneys, and the union that represents immigration officers. [read post]
15 Sep 2024, 9:01 pm
The Center for Political Accountability and the Zicklin Center have developed a Model Code of Conduct for Corporate Political Spending to help companies manage the risks associated with election-related spending. [read post]
29 Dec 2015, 5:52 am
About the Author Tom Bolt is the founder and managing attorney of BoltNagi PC in St. [read post]
25 Jul 2014, 6:30 am
The New York City Metropolitan Transportation Authority is seeking applicants for the position of Deputy General Counsel – EmploymentThe Deputy General Counsel – Employment reports to the General Counsel and serves as the Metropolitan Transportation Authority’s senior in-house employment law expert.Duties include managing the employment functions of the MTA Headquarters Legal Department; representing the MTA in litigation and administrative matters before federal and state… [read post]
4 Jun 2019, 8:16 am
The Securities and Exchange Commission today announced that a private fund manager in the mortgage-backed securities space has agreed to pay a $5 million penalty to settle charges stemming from compliance deficiencies that contributed to the firm’s failure to ensure that certain securities in its flagship fund were valued properly.The fund manager’s chief investment officer (CIO) agreed to pay a $250,000 penalty.An SEC investigation found that Colorado-based investment… [read post]
23 Jun 2013, 11:08 pm
In addition, the Environmental Protection Agency fined the company for failing to failing to maintain adequate risk management plans and venting ammonia into the air without obtaining permit. [read post]
7 Feb 2021, 7:12 am
In the absence of regulatory directives, investors, asset managers and companies have pushed forward with voluntary ESG disclosure frameworks in an effort to generate comparable, decision-useful data that can be used to measure companies’ ESG risks, progress and performance. [read post]
25 Jul 2022, 9:01 pm
It also requires us to keep pace with new areas of importance for investors, as well as the continually evolving risks facing investors and the markets. [read post]
3 Aug 2016, 12:08 pm
Washington has situated their cyber security initiative within the state Emergency Management Division, part of the Washington State Military Department, and the organization that runs state preparedness and state response efforts. [read post]
26 Dec 2011, 5:25 pm
Leppink, Deputy Wage and Hour Administrator, Wage and Hour Division, U.S. [read post]
26 Feb 2015, 6:30 am
Risk Managers and Safety Directors involved in workers compensation claims management Brokers and Consultants who consult or advise on specific aspects of cost containment Producers looking to impress prospects with the latest strategies to stay on top of workers comp issues THE ULTIMATE GUIDE TO LOWERING WORKERS COMP COSTS / $249 Purchase the book or view sample chapters via… [read post]
7 Mar 2012, 5:50 pm
©2012 Amaxx Risk Solutions, Inc. [read post]
