Search for: "Investment Management Advisory Group"
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29 Feb 2016, 8:47 am
FTCs can serve as trustees and provide other fiduciary duties, such as investment advisory, wealth management, and administrative services. [read post]
3 Dec 2021, 6:00 am
Prior to his appointment to this global role, Ryan spent six years as Patagonia’s general manager of Europe, the Middle East and Africa. [read post]
28 Oct 2019, 9:04 pm
It follows months of research in which more than 100 global industry experts were interviewed during a series of advisory workshops. [read post]
1 Nov 2023, 6:11 am
Through it all, explained Mersinger, the derivatives markets provide risk management and price discovery to those directly impacted by uncertainty in the energy markets. [read post]
30 Sep 2022, 9:06 am
If you suffered investment losses with Bradley Goodbred and LPL Financial, the securities attorneys at The White Law Group may be able to help you. [read post]
12 Sep 2013, 8:09 am
Frequently, the combination of the investment management fees to run the underlying investment portfolio plus the insurance charges drive a variable annuity’s annual costs above 2 percent a year. [read post]
15 Sep 2011, 8:44 am
" The SEC Plans to Re-Establish The Investment Advisory Committee. [read post]
16 Jan 2012, 11:15 am
Matteson is a partner and member of the nationally ranked Investment Management Practice Group. [read post]
24 Oct 2008, 4:00 pm
Chairman Levitt noted that the Commission should have a "formal advisory board consisting of representatives of investor groups to hel it maintain a focus on investors and their issues. [read post]
11 Feb 2014, 5:59 am
[The Board sustained this opposition to registration of STONE LION CAPITAL for "financial services, namely, investment advisory services, management of investment funds, and fund investment services" [CAPITAL disclaimed], finding the mark likely to cause confusion with the registered marks LION and LION CAPITAL for various financial services [CAPITAL disclaimed]]. [read post]
13 Mar 2019, 9:50 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
19 May 2017, 9:49 am
If the fund only invests in assets that are not securities, then the investment advisory regulatory regime does not apply. [read post]
29 Nov 2007, 12:52 am
We have a department that is devoted exclusively to personal wealth advisory services that includes investment advisory and financial resource services. [read post]
14 Jul 2010, 7:10 pm
Stamer has more than 23 years experience working with employer and other plan sponsors, insurers, Managing Editor of Solutions Law Press and a member of the editorial advisory board of many other industry publications and programs. [read post]
25 Sep 2012, 10:11 am
They have an OUTSIDE advisory board. [read post]
5 Sep 2009, 5:00 am
Officials in OCIE's investment management group received credible information on Madoff from a hedge fund manager. [read post]
4 Jan 2024, 2:25 am
Subsequently, the historical development of this area of law from diplomatic protection to international arbitration was summarised, with particular reference to the highly specialised International Centre for Settlement of Investment Disputes (ICSID) established under the auspices of the World Bank Group. [read post]
25 Apr 2015, 4:22 am
Prior to joining BNY Mellon, he held a number of Senior Advisory roles, including Director in the Client and Partner Group at Kohlberg Kravis Roberts & Co. [read post]
20 Nov 2008, 12:00 pm
Bob Pozen, chairman of MFS Investment Management. [read post]
26 Apr 2011, 6:43 am
As such, management is keenly interested in insuring that those intellectual assets are managed so as to maximize the return on investment and gain competitive advantage. [read post]
