Search for: "Morgan Asset Management"
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6 Apr 2010, 1:58 am
The plaintiffs claimed that the defendants had failed to properly oversee the company’s credit default contracts and had made certain material misstatements and omissions regarding the company’s financial health and risk management. [read post]
30 Mar 2010, 10:30 pm
“If anybody has the right to ask the question it’s probably the state of California,” said Michael Pietronico, chief executive of Miller Tabak Asset Management in New York, which oversees $250 million in assets, “The state pays out substantial underwriting fees because it’s one of the top issuers in the country and it has a right to know if they’re working on its behalf,” Mr. [read post]
30 Mar 2010, 5:13 am
In March 2010, the Financial Industry Regulatory Authority (FINRA) expelled Provident Asset Management LLC, the broker-dealer arm of Provident. [read post]
18 Mar 2010, 8:15 am
In a survey undertaken by Barrons, the 2010 recommendations of the 20 top money managers revealed some interesting trends. [read post]
17 Mar 2010, 11:46 am
On February 23, 2010, an Alabama FINRA arbitration panel awarded CIC Capital Management Co., LLC, Cobb Investment Co., LLC, and CIC Financial $1,072,998.00 million on a $4.38 million claim against Morgan Keegan related to investments in the two RMK Select bond funds and 3 of the 4 RMK closed-end bond funds. [read post]
12 Mar 2010, 2:34 am
The examiner also reviewed the actions of Lehman’s lenders, JP Morgan and Citigroup. [read post]
4 Mar 2010, 10:29 am
Morgan Stanley has reached a tentative agreement with proponents to conduct a pay vote this year, according to Calvert Asset Management, while U.S. [read post]
3 Mar 2010, 12:43 am
JP Morgan Chase & Co. [read post]
1 Mar 2010, 12:27 am
Louis Park, MN March 17-18 Sponsor: HedgeFund Intelligence Event: AsiaHedge Forum 2010 Location: Hong Kong March 18 Sponsor: Fountain Hills Chamber of Commerce Event: 2010 Fountain Hills Chamber 2nd Annual Economic Forum Location: Phoenix, AZ March 18 Sponsor: Morgan Stanley, Schulte Roth & Zabel Event: Distribution of Alternative Funds Outside the United States Location: New York, NY March 18 Sponsor: GoldenNetworking.com Event: Hedge Fund Leaders Forum 2010, “Generating… [read post]
23 Feb 2010, 9:37 pm
Stein and his two companies are pursuing a securities claim against Regions Financial and Morgan Asset Management, Inc. [read post]
10 Feb 2010, 12:49 pm
According to the claim, Morgan Stanley selected only managers who funneled a portion of their management fees to the brokerage firm. [read post]
5 Feb 2010, 6:05 am
Similarly, Morgan Stanley would lose only 8.70% of its liability base by giving up bank holding company status. [read post]
1 Feb 2010, 6:36 am
Streamlining Management and Internal Processes Mr. [read post]
28 Jan 2010, 3:03 pm
The letter campaign was coordinated by the Walden Asset Management, the office of Connecticut's state treasurer, and the American Federation of State, County, and Municipal Employees. [read post]
28 Jan 2010, 3:03 pm
The letter campaign was coordinated by the Walden Asset Management, the office of Connecticut’s state treasurer, and the American Federation of State, County, and Municipal Employees. [read post]
20 Jan 2010, 7:51 am
All the big TARP banks will recover In 2008, seven big institutions took TARP: Merrill Lynch ($10b, subsequently bought by Bank of America), Goldman Sachs ($10b), Morgan Stanley ($10b), Bank of America ($15b plus Merrill), JPMorgan Chase ($25b), Wells Fargo ($25b), and Citi ($45b). [read post]
15 Jan 2010, 1:29 pm
The government bailout of Citigroup includes two separate infusions of capital, a $290 billion guarantee of its toxic assets, and a conversion of preferred shares into common stock. [read post]
13 Jan 2010, 10:36 am
Asset Management Unit The unit specializing in asset managers, including hedge funds and private-equity firms, is set to be jointly run by Bruce Karpati, who has run the agency’s hedge-fund working group for the past several years, and Robert Kaplan, another SEC veteran. [read post]
9 Jan 2010, 12:25 am
Concern in these areas is driven by two factors: (a) The various union pension plans are suffering from diminished assets due to the stock market crash and diminished contributions (which are based on earnings) due to the weakness of the industry, the soft economy, and wages lost due to the 2007-2009 work stoppages. [read post]
4 Jan 2010, 2:22 pm
Morgan, provost emeritus, Southern Methodist University Use perceived bias as a spur to performance rather than as an excuse for disappointment. [read post]
