Search for: "Morgan Stanley, Inc."
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15 Aug 2010, 5:59 am
Solazyme uses microbial fermentation to produce renewable oil that can be used for clean and scalable fuels, chemicals, nutritional food ingredients and health and wellness products.Braemar Energy Ventures and new investor Morgan Stanley are leading the round with all major existing investors from previous rounds participating, including Lightspeed Venture Partners, The Roda Group, Harris and Harris Group, VantagePoint Venture Partners and Zygote Ventures. [read post]
14 Aug 2010, 10:05 am
FINRA said on Tuesday that Morgan Stanley & Co. [read post]
12 Aug 2010, 2:29 pm
FINRA censured and fined Morgan Stanley & Co., Inc. $800,000 for failing to make public disclosures required by FINRA's rules governing research analyst conflicts of interest. [read post]
11 Aug 2010, 7:24 am
After being caught, Morgan Stanley quickly and quietly settled a proposed FINRA enforcement action by entering into an Acceptance Waiver andamp; Consent, paying a small fine ($800,000), and without admitting or denying the allegations, through a deal with FINRA (formerly the National Association of Securities Dealers, Inc.), a andquot;self-regulatory organizationandquot; which Morgan Stanley is a member, allows Morgan Stanley to keep… [read post]
2 Aug 2010, 11:16 pm
Morgan Stanley DW Inc. [read post]
26 Jul 2010, 10:42 am
Morgan Stanley DW, Inc., No. 82311-1 (7/22/10), the Court ruled that Washington statutes of limitations are not applicable to arbitration proceedings. [read post]
23 Jul 2010, 3:20 pm
Morgan Stanley DW, Inc., No. 82311-1 (7/22/10). [read post]
22 Jul 2010, 12:22 pm
Morgan Stanley DW, Inc., No. 82311-1 (Sup. [read post]
8 Jul 2010, 9:00 am
In 2008, Morgan Stanley entered into an Investor Agreement with Mitsubishi UFJ Financial Group, Inc. [read post]
6 Jul 2010, 10:46 am
Morgan Stanley, Bank of America and Barclays are among other firms that describe some structured notes in offering documents filed with the SEC as "principal protected. [read post]
30 Jun 2010, 2:00 pm
PJ Kim - Drum Major Institute for Public PolicyJuan Maldonado - The Financial ClinicMichael Marion - Macy's Inc. [read post]
25 Jun 2010, 8:30 am
Gorman, President and CEO, Morgan Stanley; one of the world's foremost financial institutions. [read post]
2 Jun 2010, 8:50 am
Morgan 7 Walt Disney Company 8 Nike 9 Johnson & Johnson 10 Amazon 11 Deloitte 12 The Blackstone Group 13 Morgan Stanley 14 Microsoft 15 General Electric 16 Procter & Gamble 17 IDEO 18 The Coca-Cola Co. 19 Credit Suisse 20 Barclays Capital 21 American Express 22 PepsiCo 23 Starbucks 24 Bank of America 25 Sony 26 BMW 27 LVMH 28 Nestlé USA 29 IBM 30 Booz & Company 31 Starwood Hotels & Resorts 32 3M 33 Deutsche Bank 34 Unilever 35 Genentech 36 Intel 37… [read post]
25 May 2010, 8:47 am
Morgan Securities Inc. and his $10 billion book of high-net-worth clients. [read post]
21 May 2010, 8:36 am
The California State Teachers Retirement System also joined the latest funding round as did the existing investors VantagePoint Venture Partners, Morgan Stanley and Draper Fisher Jurvetson. [read post]
19 May 2010, 8:59 am
Feb. 10, 2010).http://tinyurl.com/25pg3aj Schreiber Foods, Inc. v. [read post]
18 May 2010, 3:20 pm
JPMorgan and other banks, including Morgan Stanley and Barclays Plc, have sold $656 million of reverse convertibles in the U.S. in the last month alone, according to the article. [read post]
12 May 2010, 12:35 pm
So far, Morgan Stanley is saying it knows nothing about such a probe. [read post]
30 Apr 2010, 10:26 pm
Bank of America’s Merrill Lynch, Morgan Stanley Smith Barney LLC, and other investment banks are reportedly offering leading brokers up to 300% of the revenue they produced in the last 12 months. [read post]
27 Apr 2010, 5:01 am
" AFL-CIO Actively Attacking Bank Pay Recently, the AFL-CIO launched "PayWatch 2010" and announced it is focusing on the six largest banks this year - Bank of America, Citigroup, Wells Fargo, Morgan Stanley, JPMorgan Chase and Goldman Sachs - when the companies hold advisory votes on executive compensation later this month and in May. [read post]
