Search for: "Reliance Financial Corporation"
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7 May 2020, 3:00 am
If a transaction falls outside of the Safe Harbor Provision, Nasdaq must approve the company’s reliance on the exception before the company can issue any securities in the transaction. [read post]
17 Oct 2008, 5:12 pm
The NYSE Rules provide for an exception when a delay in obtaining stockholder approval "would seriously jeopardize the financial viability of the enterprise," if the Audit Committee of the listed company expressly approves reliance on the exception. [read post]
23 Dec 2010, 5:00 am
Supp. 1264, 1286-87 (D.N.J. 1989), a case that set out a test for market efficiency in determining reliance under Section 10(b). [read post]
24 Oct 2022, 1:13 pm
It could serve as a huge deterrent for individuals and corporations to innovate if the courts continue to place the bulk of the financial liability on the autonomous vehicle producers. [read post]
5 Feb 2023, 9:05 pm
Cognitive reliance on the availability heuristic is a reasonable explanation for this seemingly inefficient stock return pattern. [read post]
21 Dec 2018, 7:40 am
Recently, a series of remarkably bad corporate screw up have sucked massive amounts of time and spirit from yours truly. [read post]
27 Jun 2022, 5:01 am
Further compounding this growing skills shortage has been increasing reliance on information systems, data, and networks to facilitate daily life. [read post]
26 Sep 2013, 1:06 am
As discussed below, a California state court judge has rejected plaintiffs’ claims pertaining to the executive compensation proxy disclosures at Clorox Corporation. [read post]
19 Sep 2016, 7:00 am
In the words of the court, … “petitioners' reliance upon certain language of Public Authorities Law §3669(3) that references the interim finance period is misplaced, as that language is followed by a ‘provided’ qualifier that does not apply here. [read post]
21 Dec 2018, 7:40 am
Recently, a series of remarkably bad corporate screw up have sucked massive amounts of time and spirit from yours truly. [read post]
28 Jan 2016, 9:48 am
Reliance Defense. [read post]
30 Oct 2013, 12:35 pm
Capital raised through other means or in reliance on other exemptions would not be counted in determining the aggregate amount sold in reliance on Section 4(a)(6). [read post]
12 Jul 2016, 8:12 am
So you have local communities that have a financial obligation, and therefore a political will to make sure that there are people coming into these facilities, regardless of where they're from. [read post]
28 Nov 2006, 2:53 pm
In a letter dated April 3, 2003, Wachovia Mortgage notified OFIS that, in reliance on federal law, it would no longer be registering with OFIS. [read post]
25 May 2022, 9:01 pm
The SEC’s Division of Corporate Finance first issued Guidance Topic No. 9 on March 25, 2020. [read post]
19 Sep 2022, 9:58 am
In addition, for unusual reliance on an ostensible subcontractor, SBA will specifically mention two risk factors when affiliation is more likely: reliance on incumbent contractor’s management personnel and the reliance on the subcontractor’s experience. [read post]
14 Apr 2022, 7:15 am
The blurring of editorial and financial may be a fact of life, but it ultimately diminishes the credibility of the media. [read post]
13 Jul 2011, 3:46 pm
After Plaintiff entered into an oral agreement to purchase the station with Defendants and run the day-to-day operations of the business, Defendants acquired title to the property and conveyed that title to a corporation solely owned by Defendants. [read post]
1 Dec 2010, 12:02 am
I then set out a vision of what greater reliance on market-based production of legal infrastructure could look like. [read post]
17 Nov 2011, 7:27 am
For reasons presaged in my 2005 essay, reliance on a "consensus" decisionmaking structure doomed this effort before it ever got started. [read post]
