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24 Apr 2023, 6:41 am by Samuel I. Portnoy
Vantage Corp. provides timely guidance on an important aspect of the landmark statute that may not always be top of mind – its interplay with Rule 11. [read post]
24 Apr 2023, 6:41 am by Samuel I. Portnoy
Vantage Corp. provides timely guidance on an important aspect of the landmark statute that may not always be top of mind – its interplay with Rule 11. [read post]
24 Apr 2023, 6:41 am by Samuel I. Portnoy
Vantage Corp. provides timely guidance on an important aspect of the landmark statute that may not always be top of mind – its interplay with Rule 11. [read post]
24 Apr 2023, 2:40 am by INFORRM
The Privacy and Information Security Law Blog has more informat [read post]
For example, they won’t have a training course on how to help John in accounting learn ABC Corp. [read post]
20 Apr 2023, 9:05 pm by renholding
A certification by a director or officer adopting a written plan for trading securities that he or she is unaware of material non-public information at the time of its adoption and is adopting the plan in good faith and not to evade the prohibitions of Rule 10b5-1. [read post]
20 Apr 2023, 6:37 am by Dan Bressler
” “Corvex had the power “to make investment decisions on behalf of private funds that Corvex advised, including by causing such private funds to purchase securities … to assist with financing SPAC business combinations,” the order stated. [read post]
19 Apr 2023, 5:16 am by Antti Ruokonen
  The early training experience seems to reinforce Finns’ personal commitment to national security. [read post]
18 Apr 2023, 12:48 pm by Zak Gowen
Supreme Court made it easier to challenge the regulatory power of federal agencies in two important rulings backing Axon Enterprise Inc’s bid to sue the Federal Trade Commission and a Texas accountant’s gripe with the Securities and Exchange Commission. [read post]
18 Apr 2023, 5:16 am by Alana Nance, Han-ah Sumner
According to the Defense Security Cooperation Agency, the proposed sale “will support the foreign policy and national security objectives of the United States. [read post]
17 Apr 2023, 7:03 am by The White Law Group
   According to his FINRA BrokerCheck profile, Perera was reportedly affiliated as a broker with the following firms among others:  04/18/2018 – 09/12/2022, AEGIS CAPITAL CORP. [read post]
17 Apr 2023, 3:15 am by John Jenkins
Corp Fin apparently isn’t the only SEC division that’s on a hiring spree. [read post]
13 Apr 2023, 1:27 pm by Kevin LaCroix
For example, last month retailer Target Corp. was hit with a securities suit, after the company reported that its response to earlier supply chain issues had resulted in an inventory overhang. [read post]
12 Apr 2023, 5:04 pm by Simmons Hanly Conroy
Since 1999, our mesothelioma lawyers have helped secure billions in settlements and verdicts for families affected by asbestos exposure. [read post]
12 Apr 2023, 4:22 am by Seán Binder
A curated weekday guide to major national security news and developments over the past 24 hours. [read post]
11 Apr 2023, 4:13 pm by Kevin Sheerin
Requests must include your name, the last four digits of your Social Security Number, the title of the exam you are requesting to take, documentation confirming what branch of service you were in, the duration of your service and the end date of your military service. [read post]
11 Apr 2023, 12:46 pm by Kevin LaCroix
The two other settlements in 2022 involved Victoria Gold Corp., which settled for C$0.9 million, and Braixa Scientific Corp., which settled for C$3.2 million. [read post]