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31 Jan 2016, 1:43 pm by Mark Astarita
The Securities and Exchange Commission today announced that Barclays Capital Inc. and Credit Suisse Securities (USA) LLC have agreed to settle separate cases finding that they violated federal securities laws while operating alternative trading systems known as dark pools and Credit Suisse’s Light Pool.The New York Attorney General’s office is announcing parallel actions against the two firms.Barclays agreed to settle the… [read post]
25 Jan 2016, 2:17 am
On January 31, 2015, the Securities and Exchange Commission ("SEC") announced that it had entered into settlements with Barclays Capital Inc. and Credit Suisse Securities (USA) LLC concerning those firms' alleged operations of alternative trading systems, so-called "Dark Pools. [read post]
22 Jan 2016, 8:12 am by John Elwood
Harris, 15-278 (whether the “fraud on the market” theory from securities class actions applied in the context of the Employee Retirement Income Security Act of 1974); and James v. [read post]
20 Jan 2016, 5:21 am by Mary Jane Wilmoth
Spongetech Delivery Systems, Inc., RM Enterprises International, Inc., Steven Y. [read post]
18 Jan 2016, 11:56 am by Venkat Balasubramani
Time Warner (Catch-up Post) Data Security Breach Settlement Class of 130M Individuals Has 11 Claimants (at a Cost of $160k Per)–In re Heartland Payment Systems Report Challenges Value of Notifying Consumers of Data Security Breaches [read post]
13 Jan 2016, 5:05 pm by Kevin LaCroix
  The government response was the enactment of the Securities and Exchange Act of 1934, which created the Securities and Exchange Commission (SEC) and made financial reporting obligatory for public corporations. [read post]
4 Jan 2016, 4:08 pm by Kevin LaCroix
  The dust-up in Delaware over fee-shifting bylaws got started in May 2014, when the Delaware Supreme Court in the ATP Tours, Inc. v. [read post]
28 Dec 2015, 2:51 am by Ben
In addition to providing an exhaustive review of the existing system, the report made a number of recommendations that would bring both clarity and relief to songwriters, artists, publishers, record labels, and digital delivery services. [read post]
23 Dec 2015, 6:50 am
’ Laughland contacted Marquette University security and was referred to local law enforcement. [read post]
17 Dec 2015, 12:47 pm by Rick St. Hilaire
These agreements do not appear in the court system’s public files, but possibly could be held privately by the U.S. [read post]
17 Dec 2015, 8:16 am by Marcia Greenberger
” Two that have been repeatedly mentioned are tax credits and manufacturer incentives. [read post]
16 Dec 2015, 9:26 am by Robert B. Milligan
To mitigate the risk of trade secrets theft, companies should review their security procedures, policies on IT resources and email usage, and employee exit interview/termination processes to ensure that the company’s assets are adequately protected. [read post]
9 Dec 2015, 1:02 pm by Jason M. Halper
  Almost one year earlier, in May 2010, Rural was considering potential acquisition targets, including its primary competitor, American Medical Response, Inc. [read post]