Search for: "Trustees of the Industry Fund"
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18 Sep 2011, 8:21 pm
Welcome back! [read post]
16 Sep 2011, 12:15 pm
Darin Renton - As we discussed recently, Canadian registration rules were amended in July with the stated intention of improving the day-to-day operation of the rules for both industry and regulators. [read post]
15 Sep 2011, 4:04 pm
Due to the nature of this service, searching for asset locations and obtaining funds from them is a risk. [read post]
13 Sep 2011, 10:37 am
The Trustees of these funds have the fiduciary duty to make collection of delinquent contributions a priority. [read post]
1 Sep 2011, 11:58 am
The disciplinary-action database of FINRA, Financial Industry Regulatory Authority, reveals at least 50 disciplinary actions involving misappropriation or conversion of funds in the first three quarters of this year, up from about 20 during the same period in 2005. [read post]
30 Aug 2011, 12:33 pm
Education of MSA Administration is Important As the MSA industry continues to grow and transform, the education of everyone involved throughout the process – from the MSA creation and submission to the funding and administration of the MSA funds – becomes more important. [read post]
23 Aug 2011, 7:04 am
And not to be forgotten is that it was known that investors would have to rely on their statements because the securities industry was switching, and SIPA was part of the switch, from giving physical securities to investors to holding securities in street name. [read post]
22 Aug 2011, 9:50 am
By taking the profit motive out of MSA administration, eliminating sales commissions, driving down operating costs through technology and seeking charitable partnerships and willing corporate sponsors of this new business model, I believe the MSPCF is poised to permanently shift the way MSA funds are administered,” commented Board of Trustee member and MEDVAL General Counsel Jennifer C. [read post]
22 Aug 2011, 9:15 am
These investors transferred funds for the purchase CDs, noted SIFMA, and CDs were in fact purchased with those funds. [read post]
11 Aug 2011, 10:48 pm
Collection agents, escrow account holders, trustees and the like simply do not exist here in China. [read post]
7 Aug 2011, 12:10 pm
Trustee Update to MFA Members Location: New York August 15-19 Sponsor: Euromoney Training Americans Event: Investment Management School Location: New York August 18 Sponsor: New York Hedge Fund Roundtable Event: Hedge Funds and the Business Media Location: N/A August 18 Sponsor: AlternativeAssetEvents.com Event: Third Thursday Hedge Fund Industry Socials Location: New York **** Cole-Frieman & Mallon LLP provides legal services for hedge… [read post]
30 Jul 2011, 2:31 am
On April 18, 2011, the Fund’s Board of Trustees approved an interim investment sub-advisory agreement with Brookfield, which the Fund entered into effective April 29, 2011; it provided that Brookfield would continue to serve as the Fund’s sub-advisor for a maximum period of 150 days. [read post]
29 Jul 2011, 5:23 pm
Funded by the mortgage banking industry along with the GSEs, Fannie and Freddie, MERS is a company with few employees established to allow mortgages to be registered centrally without recording at county recording offices, as had always been required. [read post]
18 Jul 2011, 2:00 am
Key employees include: Executive officers, directors, trustees, general partners, or persons serving in a similar capacity for the family office or its affiliated family office. [read post]
17 Jul 2011, 9:55 am
A directions hearing will also take place in respect of the conjoined appeals of Lehman Brothers International (Europe) (In Administration) and CRC Credit Fund Ltd and others and Lehman Brothers International (Europe) (In Administration) and CRC Credit Fund Ltd and GLG Investments plc Sub Fund – European Equity Fund on Thursday 21 July 2011 before Lord Walker, Lord Clarke and Lord Dyson. [read post]
15 Jul 2011, 1:45 pm
Jindal focuses on the Louisiana oyster industry, requesting $15 million from BP to rebuild the state’s once thriving oyster industry. [read post]
6 Jul 2011, 2:21 am
(Docket Report) US moves closer to Australia on assignment of employee inventions: Bayh-Dole no saviour for government-funded research institutes: Board of Trustees for Leland Stanford Junior University v Roche Molecular Systems, Inc (IP Whiteboard) US: Stem Cell Research Advancement Act of 2011, H.R. [read post]
29 Jun 2011, 5:00 am
JCM and Janus Investment Fund remain legally separate entities, and Janus Investment Fund’s board of trustees was more independent than the statute requires. [read post]
25 Jun 2011, 10:55 pm
JCM and Janus Investment Fund remain legally separate entities, and Janus Investment Fund’s board of trustees was more independent than the statute requires… Any reapportionment of liability in the securities industry in light of the close relationship between investment advisers and mutual funds is properly the responsibility of Congress and not the courts. [read post]
22 Jun 2011, 8:56 pm
And even if a black student managed to graduate and pass the bar exam, they were still categorically denied admission to influential industry groups like the N.C. [read post]
