Search for: "SECURITIES CORP." Results 6581 - 6600 of 11,587
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
2 Apr 2021, 7:16 am by Alan Rosca
In February 2018, a customer filed a FINRA arbitration alleging that while he was registered with Madison Avenue Securities and Investors Capital Corp, Noel Ray Vincent recommended alternative investments such as mutual funds, real estate securities, BDCs, equipment leasing, among others. [read post]
5 Jul 2007, 3:36 pm
  Specifically, plaintiffs claimed that the investment banks unlawfully agreed with one another that they would not sell shares of popular IPO securities to a buyer unless that buyer committed (1) to buy additional shares of that security later at escalating prices ("laddering"); (2) to pay unusually high commissions on subsequent security purchases from the underwriters; or (3) to purchase from the underwriters other… [read post]
7 May 2010, 12:16 pm
 Plaintiff argued that Delaware law allows for the discovery of such materials; however, the Court noted that discovery of evidence pertaining to the corporations’ decision to refuse to pursue a lawsuit is generally not available, citing Scattered Corp. v. [read post]
13 Jul 2010, 1:40 pm by Jennifer Turner, Human Rights Program
Jackson consults his state bar association's ethics committee and the Army Judge Advocate General Corps about his ethical obligations to a client who doesn't want to be defended. [read post]
10 Dec 2015, 8:36 am by Jack Gravelle
Many of the approved offerings seek to publicly sell securities that likely will not result in loss of control for the current owners or require mandatory distributions or dividends, despite potentially raising millions. [read post]
15 Jan 2024, 2:19 pm by Norman L. Eisen
This essay outlines the legal and factual issues of this trial, as part of Just Security’s coverage of Trump litigation and issues of accountability and the rule of law. [read post]
16 Aug 2019, 3:00 am by Jim Sedor
National/Federal At Def Con, Hackers and Lawmakers Came Together to Examine Holes in Election Security Seattle Times – Taylor Telford (Washington Post) | Published: 8/12/2019 Hackers came had come to the DefCon computer security conference for a chance to probe voting machines used in U.S. elections. [read post]
29 Apr 2019, 10:28 am by William Ford
.: The Center for a New American Security will host an event on The Future of U.S. [read post]
 In Systems Plus, Inc. and Phoenix Data Security, Inc., GAO sustained protests filed by 91 offerors challenging their elimination from the competition, because the solicitation required the agency to validate each offeror’s self-scores and “the lack of documentation, combined with misleading and contradictory explanations regarding how the validation occurred, precludes us from finding that the phase 1 evaluation was reasonable. [read post]
5 Jul 2022, 6:03 am by Philip Mousavizadeh
At the same time, regional tensions are escalating, with Israel accelerating covert operations in Iran against Islamic Revolutionary Guard Corps (IRGC) officials and nuclear scientists, while Israel, Saudi Arabia, and other Gulf states discuss ways to strengthen defensive military cooperation against Iran. [read post]
22 Apr 2024, 5:29 am by Beatrice Yahia
It comes days after an Islamic Revolutionary Guard Corps commander warned that Tehran might alter its nuclear policy if pressured by Israeli threats. [read post]
29 Oct 2012, 9:46 am by Stephanie Woods, Olswang LLP
The Supreme Court also gave permission for an intervention by written submission on behalf of Mr Irving Picard, as trustee for the US liquidation of Bernard L Madoff Investment Securities LLC, in relation to a trustee’s ability to enforce at common law in Gibraltar judgments of the US Bankruptcy Court against alleged preferential payments. [read post]