Search for: "ANNUITY FUND"
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6 Sep 2018, 6:11 am
Most recently, in February 2015, a customer alleged that Schneider stole and misappropriated funds in the customer account and also misrepresented the nature of the AXA annuities by providing misleading information. [read post]
29 Aug 2018, 8:32 am
Between July ’11 and June ’15, they purportedly offered, sold, and oversaw 15 mutual funds, variable annuity investment portfolios, variable life insurance investment portfolios, mutual funds, and separately management account strategies that were based on these quantitative models. [read post]
27 Aug 2018, 5:00 pm
Between July ’11 and June ’15, they purportedly offered, sold, and oversaw 15 mutual funds, variable annuity investment portfolios, variable life insurance investment portfolios, mutual funds, and separately management account strategies that were based on these quantitative models. [read post]
25 Aug 2018, 1:00 am
It was a high expense variable annuity. [read post]
24 Aug 2018, 1:23 pm
These are typically over-funded life insurance trusts. [read post]
20 Aug 2018, 4:00 am
This could be a technique used to hide funds until after the divorce is final. [read post]
17 Aug 2018, 7:27 pm
There shall also be excluded from the augmented estate any life insurance, accident insurance, joint annuity or pension payable to a person other than the surviving spouse or domestic partner. [read post]
Using Real Market Returns for Interest Crediting Reduces Cash Balance Plans’ Volatility, Study Finds
15 Aug 2018, 2:00 am
These plans also experience the most stable funding pattern from year to year among CB plans. [read post]
Using Real Market Returns for Interest Crediting Reduces Cash Balance Plans’ Volatility, Study Finds
15 Aug 2018, 2:00 am
These plans also experience the most stable funding pattern from year to year among CB plans. [read post]
7 Aug 2018, 10:28 am
Single-premium group, or terminal funding, annuity contracts are purchased by an employer that has decided to terminate its DB pension plan and is required by regulation to transfer participants’ accrued benefit liabilities into a life insurer’s irrevocable group annuity contract. [read post]
7 Aug 2018, 10:28 am
Single-premium group, or terminal funding, annuity contracts are purchased by an employer that has decided to terminate its DB pension plan and is required by regulation to transfer participants’ accrued benefit liabilities into a life insurer’s irrevocable group annuity contract. [read post]
6 Aug 2018, 6:29 am
A small group of retirees is left in the original plan, which is then terminated and annuities are purchased for them. [read post]
6 Aug 2018, 6:29 am
A small group of retirees is left in the original plan, which is then terminated and annuities are purchased for them. [read post]
3 Aug 2018, 2:01 pm
The SEC said in an administrative proceeding, that during the period of August 20, 2003, until March 6, 2017, “Voya failed to disclose in the 36 funds’ prospectuses a practice of recalling securities that were out on loan in advance of dividend record dates, enabling the firm’s insurance affiliates to take a tax deduction and depriving the funds and holders of the annuity contracts and life insurance policies of securities-lending income. [read post]
27 Jul 2018, 9:26 am
The sanction was based on findings that Panfil made unsuitable recommendations for mutual fund switches, forged or caused to be forged customers’ signatures on mutual fund switch forms and exercised discretion without customers’ prior written authorization. [read post]
27 Jul 2018, 9:15 am
Everyone thinks of bank accounts, vacation homes, stocks, bonds, retirement annuities, and the like. [read post]
26 Jul 2018, 11:45 am
In September 2006, a customer alleged that O’Brien falsely represented an annuity purchase to the customer by failing to disclose crucial information that the investor can’t withdraw funds from his annuity investment. [read post]
23 Jul 2018, 11:09 am
Our firm also protects investors from being unsuitably recommended to investments in variable annuities. [read post]
23 Jul 2018, 11:09 am
Our firm also protects investors from being unsuitably recommended to investments in variable annuities. [read post]
22 Jul 2018, 4:00 pm
Charitable remainder annuity trust. [read post]
