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22 Feb 2024, 4:00 am
It appears the SEC Staff agrees with our proposed response and will interpret the provision to allow sales of shares to satisfy an employee’s expected effective tax rate. [read post]
30 Jun 2009, 5:50 am
I was embarrassed because I had blogged about that filing myself back then - not once, but twice! [read post]
15 Dec 2009, 2:15 pm
GHOST-BLOGGING AT ANDREW SULLIVAN'S? [read post]
14 Jun 2011, 6:00 am
Dear Rich: I want to trademark my blog name. [read post]
11 Mar 2016, 3:13 am
Yesterday, I blogged about whether it’s worth calling the Corp Fin Staff to confirm that there isn’t a stop order for your offering that is about to go effective – or whether you can merely rely on looking at the SEC’s online list rather than bothering the Staff. [read post]
1 Jun 2012, 11:38 am
So it was that we decided to bring the entire staff to the Erie County Bar Association's Law Day activities this year. [read post]
9 Sep 2021, 3:15 am
The hopes for an expert market alternative were dashed last month, when the staff of the Division of Trading & Markets put out a statement which said: This proposed order is not on the Chair’s agenda in the short term. [read post]
12 Aug 2013, 3:15 am
Here's my blog explaining what a Section 21(a) report is [read post]
18 Oct 2010, 5:30 am
"(If you are viewing this blog off-site, note that hyperlinks are available in the original at http://transworkplace.blogspot.com) [read post]
22 Jun 2010, 4:49 am
PCAOB Staff Issues FAQs for Audit Firm Annual Reports (Which Are Due Soon) Last Friday, the PCAOB issued "Staff Questions and Answers" concerning a registered firm's obligation to file its annual report on Form 2. [read post]
29 Oct 2021, 11:44 am
FINRA Chair Murray Ironically Argues Against Self Regulation (BrokeAndBroker.com Blog)SEC Obtains Emergency Relief in Case Charging Claims Aggregator and Principals with Multi-Million Dollar Fraud (SEC Release)Penfield Man Going To Prison For Bilking Investors Out Of Hundreds Of Thousands Of Dollars (DOJ Release)Shareholder Proposals: Staff Legal Bulletin No. 14L (SEC Division of Corporation Finance)Statement regarding Shareholder Proposals: Staff Legal Bulletin No. 14L… [read post]
25 Oct 2013, 8:47 am
(Photo credit: Wikipedia)About a third of the staff of YourHub, the citizen journalism oasis of The Denver Post, has been laid off, Editor Greg Moore confirmed.As reported initially by the Blogs.westward.com blog, the Post is pink-slipping a digital photo editor and five YourHub community managers in a cost-savings move. [read post]
13 Aug 2013, 10:51 am
KaplinskyWe have previously blogged about a number of senior CFPB staff who have left the agency. [read post]
12 May 2023, 11:59 am
It is seeking one or more staff attorneys, including senior staff attorneys, to join their growing team. [read post]
12 Mar 2021, 11:31 am
The Grandfather FINRA OBA Paradox (BrokeAndBroker.com Blog)Singapore Resident Charged In Manhattan Federal Court With Fraudulent Pre-IPO Stock Scheme (DOJ Release)SEC Charges Texas Investment Adviser and Two Executives in Connection with $17 Million Energy Fund Fraud (SEC Release)Staff Statement on Investment Company Cross Trading (SEC Division of Investment Management Staff)Remarks at Investor Advisory Committee Meeting (SEC Commissioner Hester M. [read post]
23 May 2024, 10:40 am
”, Milwaukee Elections Division appeared first on Election Law Blog. [read post]
14 Jun 2012, 6:14 am
I arrived in San Salvador last night as part of a contingent of University of San Francisco staff and faculty here to learn more about El Salvador's civil war and human rights story of the 1980s and 1990s. [read post]
18 Aug 2016, 3:45 am
Members can sign up to get that blog pushed out to them via email whenever there is a new entry by simply inputting their email address on the left side of that blog. [read post]
15 Feb 2013, 11:00 am
This blog has previously discussed this critical issue in the past, and issuers and their counsel need to prepare the company to address and deal with these cyber-security issues. [read post]
1 Dec 2016, 11:10 am
As a business owner, one of your responsibilities is to file and pay the payroll taxes for your staff. [read post]
