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12 Feb 2010, 6:06 am
For further information, please contact John Stigi at (213) 617-5589 or Christopher Loveland at (202) 772-5313. [read post]
26 Jan 2010, 1:10 pm
But while there certainly is a cohort of younger activists such as Daniel Loeb and Christopher Hohn on the list, others like Icahn and Pickens are older. [read post]
15 Jan 2010, 10:11 am
Sterle, Chad Erickson, Jacob Mesenbourg, Jerry Stiles, Debra Eskens, Allen Meshbesher, Steven Stocke, Christopher Fisher, Rebecca Rhoda … [read post]
8 Jan 2010, 12:43 am
Four Partners Leaving Latham The American Lawyer A Latham spokesman has confirmed that M&A partner David Schwartzbaum in New York, commercial and IP litigator Kenneth Fitzgerald in San Diego, and IP litigators Emmanuel Baud and Jean-Christophe Tristant in Paris have resigned from the firm's partnership. [read post]
1 Jan 2010, 7:13 am
The professors reviewed stock market returns for the 13 trading days after Woods' infamous Thanksgiving evening accident. [read post]
28 Dec 2009, 7:09 am
Preclude rating agencies (or their offices and directors from taking positions in stocks or having their money in anything other than blind trusts. 3. [read post]
23 Dec 2009, 5:56 am
Calculate Total Compensation for each year shown using the aggregate grant date fair value of stock and option awards made during the respective year. [read post]
17 Dec 2009, 6:33 am
And the repercussions have spread to the broader economy, as companies in nearly every industry have suffered from the effects of a global constriction of the credit markets, sharply reduced consumer demand and volatile commodity prices, currencies and stock prices. [read post]
10 Dec 2009, 6:09 am
Currently, Item 10(c) of Regulation S-K permits, but does not require, registrants to disclose in registration statements and periodic reports the credit ratings assigned to classes of debt securities, convertible debt securities and preferred stock. [read post]
30 Nov 2009, 11:00 am
Steele, Brian Durkin, Roy Mankey, Matt Stephenson, Mark Eggert, Francis Margoles, Alan Stiles, Debra Erickson, Jacob Marsden, Brian … [read post]
29 Nov 2009, 11:47 pm
The two commonly used forms of joint-ventures are an LLC and a closed joint-stock company (CJSC - a private company where participants own shares that are not publicly traded); however, the choice of form mainly depends on the economic considerations and specific circumstances. [9] Some investors prefer LLC as they are subject to a lighter regulatory regime, while others choose CJSC as it offers higher protection to shareholders, although is more burdensome as it implies issuance and… [read post]
24 Nov 2009, 9:13 am
The 1,136-page Restoring American Financial Stability Act of 2009, introduced last week by Senate Banking Committee Chairman Christopher Dodd, has principally attracted attention for its proposed radical overhaul of the regulation of financial institutions. [read post]
13 Nov 2009, 3:35 pm
As Christopher tried lifting the gun, the stock slid down, the barrel spun up, and the weapon went off while the young boy tried not to drop it. [read post]
10 Nov 2009, 2:59 pm
Although the firm had placed Cacchione on heightened supervision because of prior disciplinary actions, the SEC found that the firm ignored red flags signaling potential fraud, including an elderly investor's complaint that Cacchione purchased risky penny stocks without her permission. [read post]
10 Nov 2009, 12:32 pm
The bill directs the SEC to work with the stock exchanges to require majority voting provisions as a listing requirement, but authorizes the SEC to exempt certain firms. [read post]
26 Oct 2009, 5:38 am
Over 75% of Capmark's outstanding common stock is held by GMACCH Investor LLC, which is in turn owned by affiliates of Kohlberg Kravis Roberts & Co. [read post]
20 Oct 2009, 12:41 pm
Over two years ago, the SEC expanded its focus beyond looking solely at individual stocks that had suspicious trading patterns. [read post]
19 Oct 2009, 1:44 pm
Stocke, Christopher Fisher, Rebecca Rhoda Mesenbourg, Jerry Strauss, Jerry Friedberg, Joseph Meshbesher, Steven Storms, Frederick Gallagher, Thomas C. … [read post]
14 Oct 2009, 8:00 am
Christopher DiLorenzo (the “plaintiff”) alleged that the officers of ePlus (the “defendants”) transferred corporate assets to themselves by backdating stock option grant dates. [read post]
28 Sep 2009, 4:12 am
- This selective disclosure and resulting analysts' reports triggered a significant drop in the company's stock price. [read post]
