Search for: "Securities America Financial Corporation"
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14 Sep 2010, 7:55 am
Securities and Exchange Commission claims, the agency said. [read post]
23 Feb 2009, 3:27 pm
The legal market restructuring is the result of a domino effect of the downsizing of corporate America. [read post]
7 May 2010, 11:24 am
On the latter issue, three other banks - Bank of America, Citigroup and Morgan Stanley – have, in fact, split the chairman and CEO roles. [read post]
28 Jan 2023, 7:32 am
On the other hand, for the World Bank Groups Internaitonal Finance Corporation, "ESG Standards comprise the Performance Standards, which define clients' responsibilities for managing their environmental and social risks, and the Corporate Governance Methodology, which sets out an approach to evaluate and improve the corporate governance of clients. [read post]
17 May 2018, 1:39 pm
Undoubtedly, Securities America Inc, had the responsibility to supervise Mr. [read post]
30 Jul 2011, 9:00 am
In Robert Garozzo v UNUM Life Insurance Company of America and RTP Technology Corporation long term disability plan, the plaintiff Robert Garozzo is seeking payment of disability income benefits from UNUM under the terms of a long term disability Benefit plan. [read post]
23 Oct 2018, 4:00 am
America, in contrast, is embracing “aggression” through the defense-forward model (and by the ongoing maturation of Cyber Command itself), and in this misguided quest for security, America will leave a reluctant China with no choice but to expand its own capabilities, with a dangerous arms spiral following. [read post]
9 Mar 2013, 7:18 am
Hughes allegedly created a corporation in 2008, Mortgage Relief America, and then obtained personal information of 21 people, classifying them as employees. [read post]
20 Jan 2022, 4:38 am
HaystackID mobilizes industry-leading cyber discovery services, enterprise solutions, and legal discovery offerings to serve more than 500 of the world’s leading corporations and law firms in North America and Europe. [read post]
1 Apr 2024, 7:08 am
This progress is reflected in the Canadian Securities Administrators’ (CSA) annual review of the corporate governance disclosures of publicly listed companies. [read post]
1 Mar 2021, 10:28 am
This failure of imagination, preparedness and policy protection must not be America’s cyber future; the stakes are far too high and the costs are far too great. [read post]
25 Mar 2010, 7:37 am
” Judicial Watch also filed a second lawsuit on March 15, 2010, seeking records related to the FDIC’s decision to guarantee $306 billion of loans and securities held by Citigroup, Inc., and $118 billion held by Bank of America (McKinley v. [read post]
13 Jan 2012, 12:00 am
The Securities and Exchange Commission (SEC) amended its policy on corporate admissions of guilt, barring companies from “neither-admit-nor-deny” civil settlements with the SEC if they had admitted guilt or been convicted in the same case. [read post]
6 Sep 2010, 7:55 am
" There's irony in the fact that Joe was part of the team that shaped the language of Section 413 of the Dodd-Frank Act, a provision I champion as a winning compromise that was part of the successful effort to save angel investing in America from the mortal threat proposed in Senator Dodd's original financial regulatory reform bill. [read post]
15 Sep 2020, 3:03 pm
********************** In my sixth decade of private practice, I describe myself as a corporate and securities lawyer focused on business transactions. [read post]
2 Oct 2012, 1:00 pm
Considering that LIBOR is the average borrowing cost for banks in Britain for when they are lending each other money, as well as a benchmark interest rate that impacts financial contracts and corporate loans globally, such manipulation cannot happen. [read post]
15 Dec 2009, 2:11 am
That said, the principles reflected in these rulings will be most compelling with respect to Canadian based corporations, suggesting that it is unlikely that the Ontario courts will be flooded with securities litigation involving companies from outside Canada. [read post]
22 Feb 2007, 8:31 pm
"Let me be clear: Bank of America does not deliberately market financial products and services to illegal immigrants," he wrote. [read post]
21 Feb 2010, 6:18 am
Securities and Exchange Commission. [read post]
6 Mar 2009, 7:43 am
The "say on pay" requirement was added to the American Recovery and Reinvestment Act of 2009 late in the legislative process, and many investors and corporate advisers originally assumed the first votes would be in 2010, after the Securities and Exchange Commission prepared a rule on the topic. [read post]
