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13 Feb 2024, 8:44 am
Those that were formed by filing a document with a state corporation commission or similar authority are subject to the Corporate Transparency Act unless an exemption applies. [read post]
13 Feb 2024, 5:06 am
The Securities and Exchange Commission (SEC) reported a record-breaking year for the SEC Whistleblower Program in 2023. [read post]
12 Feb 2024, 10:00 pm
2023 was a watershed year for the private fund industry, not only because the US Securities and Exchange Commission (SEC) adopted a package of new regulations that will substantially alter the private fund landscape (subject to pending litigation), but also as a result of significant court decisions and other legislative developments. [read post]
12 Feb 2024, 10:00 pm
2023 was a watershed year for the private fund industry, not only because the US Securities and Exchange Commission (SEC) adopted a package of new regulations that will substantially alter the private fund landscape (subject to pending litigation), but also as a result of significant court decisions and other legislative developments. [read post]
12 Feb 2024, 10:00 pm
2023 was a watershed year for the private fund industry, not only because the US Securities and Exchange Commission (SEC) adopted a package of new regulations that will substantially alter the private fund landscape (subject to pending litigation), but also as a result of significant court decisions and other legislative developments. [read post]
12 Feb 2024, 10:00 pm
2023 was a watershed year for the private fund industry, not only because the US Securities and Exchange Commission (SEC) adopted a package of new regulations that will substantially alter the private fund landscape (subject to pending litigation), but also as a result of significant court decisions and other legislative developments. [read post]
12 Feb 2024, 10:00 pm
2023 was a watershed year for the private fund industry, not only because the US Securities and Exchange Commission (SEC) adopted a package of new regulations that will substantially alter the private fund landscape (subject to pending litigation), but also as a result of significant court decisions and other legislative developments. [read post]
12 Feb 2024, 10:00 pm
2023 was a watershed year for the private fund industry, not only because the US Securities and Exchange Commission (SEC) adopted a package of new regulations that will substantially alter the private fund landscape (subject to pending litigation), but also as a result of significant court decisions and other legislative developments. [read post]
12 Feb 2024, 10:28 am
., are among 16 companies paying an $81 million fine to settle charges related to mishandling electronic communications, as per the Securities and Exchange Commission (SEC). [read post]
12 Feb 2024, 10:10 am
(credit: Getty Images | Bloomberg) A federal court ordered Elon Musk to comply with a subpoena issued by the Securities and Exchange Commission, rejecting Musk's claims that the SEC is "harassing" him and exceeding its authority to investigate. [read post]
12 Feb 2024, 8:57 am
SEC Indicates Formal Subpoena Forthcoming for Silver Star Properties REIT Silver Star Properties REIT Inc. has disclosed that the Securities and Exchange Commission (SEC) has initiated a formal investigation into the company. [read post]
12 Feb 2024, 6:31 am
Securities and Exchange Commission (SEC) put forth a proposal in March 2022, advocating for the mandatory disclosure of climate-related information by public companies, prepared using the TCFD framework. [read post]
12 Feb 2024, 6:31 am
Securities and Exchange Commission (SEC) put forth a proposal in March 2022, advocating for the mandatory disclosure of climate-related information by public companies, prepared using the TCFD framework. [read post]
12 Feb 2024, 5:25 am
Council of the Inspectors General on Integrity and EfficiencyDepartment of Education (2816 requests received; 2385 processed)Federal Reserve BoardMillennium Challenge CorporationPostal Regulatory CommissionHere are the reports we posted on January 31st and Feb. 4th:Jan. 31, 2024Commission on Civil RightsCourt Services and Offender Supervision AgencyCommodities Future Trading Commission Farm Credit AdministrationFarm Credit System Insurance CorporationFederal Mine Safety and Health Review… [read post]
12 Feb 2024, 3:30 am
Employees of the Ministry and the company exchanged numerous emails regarding aspects of the creation of the app and copied in the relevant director at the ministry (para 13-15). [read post]
9 Feb 2024, 8:59 am
The Securities and Exchange Commission has issued charges and fines against five broker-dealers, seven dually registered broker-dealers and investment advisers, and four affiliated investment advisers for widespread and longstanding failures by the firms and their employees to maintain and preserve electronic communications. [read post]
9 Feb 2024, 6:31 am
Pay Versus Performance Considerations for the 2024 Proxy Season Now that the 2023 proxy season has come to an end, most companies have already complied with the Securities and Exchange Commission’s (the SEC) new rules requiring disclosure of various “pay versus performance” metrics in their annual proxy statements (the PVP Rules).[1] We look back at the first PVP Rule disclosures to highlight trends and developments, all with an eye toward… [read post]
9 Feb 2024, 6:31 am
Pay Versus Performance Considerations for the 2024 Proxy Season Now that the 2023 proxy season has come to an end, most companies have already complied with the Securities and Exchange Commission’s (the SEC) new rules requiring disclosure of various “pay versus performance” metrics in their annual proxy statements (the PVP Rules).[1] We look back at the first PVP Rule disclosures to highlight trends and developments, all with an eye toward… [read post]
9 Feb 2024, 6:06 am
The Securities and Exchange Commission today announced charges against five broker-dealers, seven dually registered broker-dealers and investment advisers, and four affiliated investment advisers for widespread and longstanding failures by the firms and…Read the Full Press Release Have a securities law question? [read post]
8 Feb 2024, 9:01 pm
Securities and Exchange Commission, in Washington, D.C. [read post]
