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24 Jul 2017, 5:10 pm by Kevin LaCroix
Carter, Jr., applying New York law, held that Mediadata Solutions Inc. [read post]
24 Jul 2017, 3:54 pm by Stewart Baker
Finally, our guest for the episode is Dave Aitel, Founder and CEO of Immunity, Inc. [read post]
24 Jul 2017, 11:36 am by Robert Chesney
(iii) The tools and weapons used in cyber operations are sufficient for achieving required effects. [read post]
24 Jul 2017, 10:11 am by Matthew D. Lee
Sept. 8, 2016), the indictment charged the chief financial officer of a publicly-traded real estate investment trust with securities fraud in connection with his alleged fraudulent inflation of a key metric used to evaluate a REIT’s financial performance in filings made with the Securities and Exchange Commission. [read post]
23 Jul 2017, 9:20 pm by Series of Essays
Securities and Exchange Commission’s (SEC) pursuit of “disgorgement”—a type of repayment in which the defendant is required to turn over the gains obtained from violating the securities laws—is properly understood as a “penalty” within the meaning of a five-year statute of limitations on imposition of penalties by the SEC. [read post]
18 Jul 2017, 1:31 pm by Adam Weinstein
According to BrokerCheck records Terry Brodt (Brodt) has been sanctioned by The Financial Industry Regulatory Authority (FINRA) over allegations that, while associated with Garden State Securities, Inc. [read post]
18 Jul 2017, 9:24 am by Arthur F. Coon
  A commonly cited example is labor unions bringing CEQA suits solely to secure a project labor agreement (PLA) from the project developer. [read post]
17 Jul 2017, 12:43 pm by Adam Gana
Zito was employed at Woodbury Financial Services, Inc during the alleged misrepresentation. [read post]
17 Jul 2017, 12:01 am by Kevin LaCroix
  The recently filed securities suit involves Arconic, Inc. [read post]