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18 Jan 2016, 11:25 pm
Professor Erin Sheley (Calgary Law) and Theodore Frank (Competitive Enterprise Institute) have posted to SSRN their article, Prospective Injunctive Relief and Class Action Settlements, Harv. [read post]
18 Jun 2017, 5:02 am
Bankers in Maryland remain watchful of efforts to repeal large portions of Dodd-Frank, the 2010 law created to impose tough regulations on the industry in the wake of the 2008 financial crisis. [read post]
12 Mar 2013, 11:58 am
In her written statement (Download White Testimony) she identified the following priorities: finish the rulemaking mandates contained in Dodd-Frank and the... [read post]
23 Sep 2010, 1:13 pm
The Senate Banking Committee will hold a hearing on Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act on September 30, 2010. [read post]
31 Mar 2012, 1:52 pm
The SEC posted on its website the Report on the Implementation of SEC Organizational Reform Recommendations As Required by Section 967 of the Dodd–Frank Wall Street Reform and Consumer Protection Act. [read post]
10 Oct 2013, 5:20 am
Dodd-Frank requires the SEC to issue rules barring national exchanges from listing any company that has not implemented a clawback policy that does not include recoupment of incentive-based compensation for current and former executives for a three-year period. [read post]
4 Mar 2014, 12:00 am
While they may be bound by the whistleblowing requirements of the Sarbanes-Oxley Act ("SOX") and its Dodd-Frank amendments, they also are bound by the data privacy requirements of French law, which can be at odds with U.S.read more [read post]
7 Mar 2013, 3:04 pm
Yesterday, Senator Richard Shelby (R-AL) introduced two Dodd-Frank bills. [read post]
12 Oct 2009, 10:37 am
Frank A. [read post]
3 Aug 2010, 6:02 am
With all of the focus on too big to fail and derivatives, any number of small but important provisions in the Dodd-Frank Wall Street Reform Act have largely escaped notice. [read post]
31 Mar 2012, 1:52 pm
The SEC posted on its website the Report on the Implementation of SEC Organizational Reform Recommendations As Required by Section 967 of the Dodd–Frank Wall Street Reform and Consumer Protection Act. [read post]
3 Dec 2010, 8:07 am
The SEC announced it will defer certain initiatives mandated by Dodd-Frank because of budget uncertainty: The following activities are being deferred due to budget uncertainty. [read post]
12 Jun 2012, 1:34 pm
March 30, 2012 was the compliance date for several provisions of the Dodd-Frank Act that amended the registration provisions of the Advisers Act. [read post]
14 Mar 2017, 4:00 pm
Frank Zappa’s family has recently ignited a legal battle, with his son, Dweezil, claiming that his other two children, Ahmet and Diva, are out to get him. [read post]
25 Jun 2019, 8:45 am
Emmett, Arizona State University (ASU) - Center for the Study of Economic Liberty; PERC - Property and Environment Research Center is Revisiting Frank H. [read post]
9 Jun 2017, 3:32 pm
I thought about doing a big thought piece on the House passage of the Dodd-Frank reform bill. [read post]
22 Sep 2017, 6:00 pm
Frank Vincent, a star of “The Sopranos” and “Goodfellas”, died last Wednesday during open-heart surgery due to complications. [read post]
9 May 2011, 2:14 pm
Republican Senators on the Senate Banking Committee urge the watchdogs for regulators to make sure the agencies take cost into account in promulgating Dodd-Frank rules, and SEC Chair Mary Schapiro says agency will focus on cost-benefit analysis when it considers... [read post]
19 Nov 2013, 2:54 pm
Conservative-libertarians mope about Dodd-Frank’s subsidies to big financial institutions. [read post]
6 May 2011, 11:24 am
The Senate Banking Committee has scheduled a hearing on Oversight of Dodd-Frank Implementation: Monitoring Systemic Risk and Promoting Financial Stability for May 12, 2011. [read post]
