Search for: "INSTITUTIONAL TRADING CORPORATION"
Results 681 - 700
of 6,400
Sort by Relevance
|
Sort by Date
23 Nov 2022, 5:16 am
On Oct.7, the Department of Commerce’s Bureau of Industry and Security (BIS) announced a new slate of export controls designed to restrict the People’s Republic of China’s (PRC’s) access to advanced semiconductors, supercomputers, and semiconductor manufacturing equipment. [read post]
21 Nov 2022, 9:02 am
The post Financial Institutions Fined for Discussing Deals and Trades Over Personal Apps appeared first on Griffin Durham Tanner Clarkson. [read post]
21 Nov 2022, 6:30 am
Such conditions could impact a company’s plans for growth and ability to access the capital markets to raise funds for general corporate purposes or as consideration for mergers and acquisitions. [read post]
21 Nov 2022, 6:30 am
Such conditions could impact a company’s plans for growth and ability to access the capital markets to raise funds for general corporate purposes or as consideration for mergers and acquisitions. [read post]
18 Nov 2022, 1:02 pm
To be protectable, trade dress must be "nonfunctional. [read post]
14 Nov 2022, 6:30 am
Universal proxy marks a new phase of corporate governance. [read post]
14 Nov 2022, 6:30 am
Universal proxy marks a new phase of corporate governance. [read post]
10 Nov 2022, 9:05 pm
” The Alcohol and Tobacco Tax and Trade Bureau proposed a rule to update its trade practice regulations that currently ban alcohol distributors from creating exclusive sales partnerships, selling alcohol by consignment, or engaging in commercial bribery. [read post]
8 Nov 2022, 6:00 am
But that belies its corporate character. [read post]
7 Nov 2022, 6:32 am
We are uniquely positioned and incentivized to use our stewardship tools to encourage portfolio companies to consider long-term risks and opportunities, in an effort to create long-term value for our clients .[1] By providing cost-effective and efficient vehicles to achieve diversification, our index products have increased access to financial markets for all investors – from individual workers saving for retirement to the world’s most sophisticated institutional investors. [read post]
7 Nov 2022, 2:30 am
He also points to a notable achievement in France with the adoption of the Best Practice Charter for sponsored research which was published last summer by French trade associations. [read post]
4 Nov 2022, 7:56 am
”[14] For now, not all art market participants are considered “financial institutions” or are touched by related regulations. [read post]
4 Nov 2022, 7:56 am
Specifically, freeports are useful to a kind of ML scheme referred to as trade-based money laundering (TBML) based on the “ability of the perpetrator of the crime to distance themselves with the illicit proceeds through the creation of a network of legal entities around the world linked to financial institutions […] which are difficult if not impossible for law enforcement to follow,” according to the FATF and the Organization of Economic Cooperation and… [read post]
4 Nov 2022, 6:12 am
The plan has two key prongs: (1) EY’s audit and advisory businesses will split; and (2) the advisory business will replace its partnership model with a publicly traded corporate structure. [read post]
3 Nov 2022, 9:05 pm
The Federal Trade Commission (FTC) filed an order against education technology company Chegg for inadequate data security practices. [read post]
3 Nov 2022, 2:22 pm
KJK’s Corporate & Securities practice group will continue to monitor the status of these proposed rule changes. [read post]
3 Nov 2022, 7:01 am
In the aggregate, leakage is relatively small, but it could have an outsized impact on specific emissions-intensive, trade-exposed (EITE) industries. [read post]
2 Nov 2022, 5:01 am
The MITRE Corporation’s Adversarial Tactics, Techniques, and Common Knowledge (ATT&CK) framework would provide the basic structure. [read post]
31 Oct 2022, 5:01 am
The response was swift and broad. [read post]
28 Oct 2022, 12:07 pm
Well known for her extensive work with health care, insurance and other highly regulated entities on corporate compliance, internal controls and risk management, her clients range from highly regulated entities like employers, contractors and their employee benefit plans, their sponsors, management, administrators, insurers, fiduciaries and advisors, technology and data service providers, health care, managed care and insurance, financial services, government contractors and government… [read post]
